24 Operational Controls Jobs

We are seeking a Senior Counsel to provide expert legal advice, guidance, and support to all business and product teams operating from our bank. This includes teams such as CIB, GTS, GPS, and MSS. The ideal candidate will be a trusted advisor, managing the bank's exposure to legal risk by handling a wide range of legal matters, from complex documentation review to litigation. Key Responsibilities Provide Legal Counsel: Offer counsel and legal support on various legal matters, including complex issues that may have a substantial impact on the business. Ensure commercially sensitive, pragmatic, and practical legal advice is provided in a cost-effective manner. Stakeholder Management: Act as a proactive legal partner to business teams, promptly advising them on material legal developments and their implications. Be responsible for recommending and selecting external law firms from the approved panel. Operational Control: Coordinate and manage the approach to legal risk to ensure the bank's interests are protected. Assist the business in remaining compliant with all legal risk management requirements. Leadership & Teamwork: Maintain and develop strong professional relationships with the legal team and business departments. Participate effectively as part of the legal team, sharing knowledge and best practices with colleagues. Risk Mitigation: Maintain awareness of operational risk scenarios and ensure all actions taken account for the likelihood of operational risk occurring.

We are seeking a Senior Counsel to provide expert legal advice, guidance, and support to all business and product teams operating from our bank. This includes teams such as CIB, GTS, GPS, and MSS. The ideal candidate will be a trusted advisor, managing the bank's exposure to legal risk by handling a wide range of legal matters, from complex documentation review to litigation. Key Responsibilities Provide Legal Counsel: Offer counsel and legal support on various legal matters, including complex issues that may have a substantial impact on the business. Ensure commercially sensitive, pragmatic, and practical legal advice is provided in a cost-effective manner. Stakeholder Management: Act as a proactive legal partner to business teams, promptly advising them on material legal developments and their implications. Be responsible for recommending and selecting external law firms from the approved panel. Operational Control: Coordinate and manage the approach to legal risk to ensure the bank's interests are protected. Assist the business in remaining compliant with all legal risk management requirements. Leadership & Teamwork: Maintain and develop strong professional relationships with the legal team and business departments. Participate effectively as part of the legal team, sharing knowledge and best practices with colleagues. Risk Mitigation: Maintain awareness of operational risk scenarios and ensure all actions taken account for the likelihood of operational risk occurring.

As an Operations Analyst - Confirmations, you will be responsible for client service and operational execution tasks. Your primary focus will be on controlling risks and enhancing controls in alignment with rules and regulations. You will be required to follow established procedures, apply judgment based on practice and prior experience, and make well-informed decisions. To excel in this role, you should have previous experience in an OTC Derivatives environment, possess management experience, demonstrate technical knowledge of derivative products, and exhibit a strategic vision. Your understanding of end-to-end processes in Confirmations and/or Settlements, experience in a High Volume House and client service environment, proficiency in Microsoft Excel, and strong communication and negotiation skills will be essential. Additionally, being numerate, result-driven, committed, and loyal to the brand are key attributes for success. Your responsibilities will include affirming derivative trades with counterparties, producing ISDA paper trade confirmations, validating and matching paper and electronic trade confirmations, and supporting business areas with day-to-day processing, reviewing, reporting, trading, and issue resolution. You will collaborate with teams to enhance operational processes, identify areas for improvement, develop operational procedures and controls, create reports and presentations, and stay informed about industry trends. As an Analyst, you are expected to perform activities efficiently, possess technical expertise in your area, lead and supervise a team, and demonstrate leadership behaviours if in a leadership role. You will impact related teams, partner with other functions, take ownership of operational processing, escalate policy breaches, embed new policies, advise decision-making, manage risk, and ensure compliance with rules and regulations. Building a strong understanding of your sub-function, coordinating with other areas, problem-solving, guiding team members, and acting as a contact point for stakeholders are crucial aspects of your role. Overall, you are expected to uphold the Barclays Values of Respect, Integrity, Service, Excellence, and Stewardship, while embodying the Barclays Mindset of Empower, Challenge, and Drive.,

Every day, tens of millions of people come to Roblox to explore, create, play, learn, and connect with friends in 3D immersive digital experiences all created by our global community of developers and creators. At Roblox, you will be part of a team that is dedicated to building the tools and platform empowering the community to bring their imaginations to life. The vision at Roblox is to reimagine the way people come together globally, on any device, with the mission of connecting a billion people with optimism and civility. Join us in shaping the future of human interaction, tackling unique technical challenges at scale, and fostering safer, more civil shared experiences for all. As a member of the Trust and Safety Operations team at Roblox, you will be working under the guidance of the Trust & Safety India Operations Manager. Your role will involve overseeing and managing operational and compliance controls for outsourced Trust & Safety BPO partners. Collaborating with diverse partners across various locations and functions, you will ensure consistent controls are implemented and maintained within each BPO. Your responsibilities will also include providing guidance, reporting templates, and support to the BPOs for enhanced visibility and reporting consistency. **Key Responsibilities:** - Lead compliance reviews, audits, and operational performance checks to ensure vendor adherence to Roblox policies. - Oversee invoice validation processes to ensure billing accuracy and alignment with contracts. - Conduct user access reviews and manage provisioning workflows across tools and systems. - Analyze vendor performance to provide data-driven insights for enhancing operational efficiency and compliance. - Work closely with cross-functional partners (Legal, Finance, Engineering, Ops) to resolve escalations, align on standards, and support vendor contract renewals. - Identify and implement process improvements and automation opportunities to streamline compliance tasks. - Supervise and guide junior contract staff in executing compliance controls and audits. **Requirements:** - 4-9 years of experience in operations, audit, compliance, or trust & safety. - Bachelor's degree in Business, Operations, or a related field. - Strong understanding of compliance frameworks, operational controls, and audit processes. - Experience collaborating with cross-functional teams like Finance, Legal, Engineering, InfoSec, or Vendor Management. - Analytical skills to interpret operational, financial, or access data for informed decision-making. - Excellent organizational and communication skills with meticulous attention to detail. - Self-starter mindset with the ability to manage multiple projects and shifting priorities. - Experience with identity access management, security reviews, or IT governance is a plus but not required. - Flexibility in working hours to meet operational needs, including willingness to participate in on-call support for incident management issues. **Desired Attributes:** - Compliance-Minded: Apply an audit and control-based perspective to work, identifying risks, validating controls, and ensuring adherence to policies. - Innovative: Proactively seek new ways to improve workflows, solve problems, and structure evolving processes. - Execution-Focused: Operate with a high level of ownership, follow through on details, and deliver reliable outcomes independently. - Proactive Problem Solver: Anticipate risks, surface issues early, and take initiative to recommend and implement solutions. - Collaborative: Communicate clearly and effectively with cross-functional teams, vendors, and stakeholders across time zones. - Team-Oriented: Contribute to a positive team culture, support others" success, and comfortable guiding or mentoring junior staff. - Data & Automation-Driven: Utilize data for decision-making, identify trends, and partner with technical teams to automate repetitive or manual tasks. Roles based in our San Mateo, CA Headquarters require in-office presence on Tuesday, Wednesday, and Thursday, with optional in-office on Monday and Friday, as specified.,

You are a strategic thinker passionate about driving solutions in financial analysis. You have found the right team. As a Project Management Associate within the national branch team, you will coordinate the escheatment process outreach, manage cases for terminated advisors, handle rejected money movements, track and ensure compliance with penny stock procedures, and conduct EVP escalations resolutions. You will also serve as a backup for other critical processes, engaging directly with Advisors and Field Leaders to perform key tasks as part of the national branch book of work. You will work with market directors and regional directors to resolve queries, manage mailboxes, and report critical tasks for control requirements. You will influence partners to promote process improvement and collaborate with global teams to meet reporting and control task requirements. Perform key tasks assigned as part of national branch book of work, work with market directors and regional directors to resolve queries, ensure mailbox management and reporting of critical tasks for control requirements, influence internal and external partners and promote process improvement, collaborate with global teams and SME's to ensure adhoc requirements are met for reporting requirements and control task, update accounts to add or remove assigned restriction code, perform other need-based remediation, reporting, reconciliation activities which support the field leaders. Minimum 5 years experience with transaction processing, query resolution, stakeholder reporting, and MIS, customer service experience, and a strong understanding of operational controls, experience working with multiple global stakeholders in a banking or financial services function, strong problem-solving skills and relationship management skills, strong written and verbal communication skills, hands-on experience working with large data. Bachelor's degree required, CFA/CMA/CA/MBA (Operations) an advantage, excellent communication (verbal and written) skills, proficiency in Microsoft Office (especially Excel and PowerPoint), experience in using Data extraction and Data analysis.,

As the Branch Manager, your primary responsibility will be to oversee the daily operations of the branch and ensure the smooth functioning of all activities. You will be in charge of managing the staff, fostering a positive work environment, and ensuring customer satisfaction. Collaborating with the Head Office, you will be involved in implementing business development strategies specific to the assigned branch. Working closely with the Counseling and Operations Team, you will educate them on the latest updates, policies, and rules. Additionally, you will be responsible for handling a team of counselors and back office operations using result-oriented strategies and planning. It will be essential to provide high-quality services to customers and act as the process owner for all clients, ensuring they are well-serviced throughout the entire student visa application process. Achieving branch sales targets and projected profits will be a key aspect of your role. You will also be involved in selecting, training, supervising, and evaluating branch staff to enhance individual productivity. Familiarizing yourself with the company's CRM portal and utilizing it efficiently for routine activities will be crucial. Supporting the team in resolving CRM-related issues and ensuring branch compliance with company policies will also be part of your responsibilities. Maintaining operational standards to create an excellent working environment, leading and motivating the team towards higher productivity, and ensuring the facility's cleanliness, safety, and orderliness are additional duties. Counseling clients about student visa processes and requirements for various countries, resolving customer complaints, and supporting sales promotion activities will also be part of your role. Developing action plans to enhance operational controls and optimize customer service, as well as conducting routine audits of client records, are key responsibilities. Desired Profile: - Postgraduate/ Graduate with at least 5 years of experience in a managerial capacity. - Preferably female candidates, though male candidates are also welcome to apply. - Stable career history with good team-leading experience. - Strong knowledge of Canada, and preferably Australia, New Zealand, and Europe visa rules and regulations. - Understanding of visa application processes, documentation requirements, and the ability to work under pressure to achieve results. - Excellent communication skills (verbal and written), pleasing personality, confidence, good keyboard skills, and academic brightness. - Ability to effectively communicate with individuals of all age groups and social backgrounds. - Flexibility regarding working hours and willingness to encourage input and ideas from others.,

Were the worlds leading data, insights, and consulting company; we shape the brands of tomorrow by better understanding people everywhere. Our Functions teams are right at the centre of our business, making sure we can always get better, every day. Supporting the business with things like Marketing, Human Resources, Finance, Legal and Technology, our Functions colleagues are skilled professionals whose role it is to ensure we continue to become an indispensable partner to brands everywhere. Job Details Senior Internal Controls Manager India Kantar Business Services (APAC Region) Role Overview The Senior Internal Controls Manager role will be instrumental in shaping and leading the control assurance programme within India Kantar Business Services, with oversight across the Asia Pacific (APAC) region. Reporting to the Group Head of Controls, the Senior Internal Controls Manager will be responsible for designing, implementing, and continuously monitoring financial and operational controls, ensuring alignment with Kantars Minimum Control Standards (MCS). This role will lead a dedicated team, working closely with APAC markets to drive consistency, strengthen governance, and support business integrity across the region. Key Responsibilities Design the controls assurance programme for India KBS in collaboration with the Head of Controls. Champion the embedding of Kantars Minimum Control Standards across APAC, serving as the regional lead for all control-related matters. Assess the design and operating effectiveness of internal controls in line with the approved testing calendar. Document test results, evaluate risk and impact, and communicate identified gaps to relevant stakeholders. Lead the regional self-assessment process and ensure high-quality reporting standards. Oversee the self-certification exercise, ensuring full adoption of control standards across business units. Conduct control testing in line with the global programme, both virtually and on-site. Produce detailed reports on testing outcomes and recommend corrective or improvement actions to leadership. Support timely and effective remediation of control gaps and follow up on corrective actions. Collaborate with global colleagues to promote standardisation, share best practices, and contribute to firmwide initiatives, including incident investigations and process changes. Participate in ongoing quality reviews and control monitoring activities. Assist the Head of Controls with Audit Committee reporting and other ad hoc governance requirements. Role Requirements & Capabilities Bachelors degree in a relevant field. Professional qualification (e.g. ACA, ACCA, CIMA, CPA, CA or equivalent) or actively working towards one. Minimum of 6 years experience in industry, consulting, or external audit, with a focus on internal/external audit, risk management, or business process improvement. Strong understanding of finance processes, risks, and controls within mid-size or listed organisations. Willingness to travel as required across the APAC region. Familiarity with internal control frameworks and regulatory requirements. Proven ability to work across diverse teams and engage effectively with stakeholders at all levels. Excellent communication skills in English, both written and verbal. Why join Kantar We go beyond the obvious, using intelligence, passion and creativity to inspire new thinking and shape the world we live in. We understand more about how people think, feel, shop, share, vote and view than anyone else. Combining our expertise in human understanding with advanced technologies, nobody knows people better than Kantar. And because we know people, we like to make sure our people are looked after as well. Equality of opportunity for our people is our highest priority and we encourage our people to work in a way that supports their health and wellbeing. While we encourage our colleagues to spend part of their working week in the office, we understand no one size fits all, and were flexible in our approach to ensure people feel included and accepted. Were committed to creating an inclusive culture and value the diversity of our people, clients, suppliers and communities, which is why we welcome applications from all background and sections of society. Even if you feel like youre not a perfect fit, wed love to receive your application and talk to you about this job or others at Kantar. Kantar is an equal opportunities provider Country India Why join Kantar We shape the brands of tomorrow by better understanding people everywhere. By understanding people, we can understand what drives their decisions, actions, and aspirations on a global scale. And by amplifying our in-depth expertise of human understanding alongside ground-breaking technology, we can help brands find concrete insights that will help them succeed in our fast-paced, ever shifting world. And because we know people, we like to make sure our own people are being looked after as well. Equality of opportunity for everyone is our highest priority and we support our colleagues to work in a way that supports their health and wellbeing. While we encourage teams to spend part of their working week in the office, we understand no one size fits all; our approach is flexible to ensure everybody feels included, accepted, and that we can win together. Were dedicated to creating an inclusive culture and value the diversity of our people, clients, suppliers and communities, and we encourage applications from all backgrounds and sections of society. Even if you feel like youre not an exact match, wed love to receive your application and talk to you about this job or others at Kantar. Show more Show less

The Audit Analyst III role at Allstate is a vital position supporting Internal Audit in conducting risk-based audits across business operations and strategic initiatives. This role is perfect for individuals aiming to build a career in risk, controls, and business advisory. Collaborating closely with senior auditors, you will be involved in program development and the entire engagement lifecycle. Your responsibilities will include ensuring the integrity of financial and operational controls, as well as guaranteeing the company's compliance with SOX requirements. Key Responsibilities: - Assisting in the preparation of audit engagement documentation such as process narratives and risk/control matrices with guidance. - Conducting control walkthroughs with control owners to grasp business or process design. - Requesting and organizing audit evidence like business process documentation and spreadsheets using predefined templates. - Performing basic data testing utilizing Excel functionalities like filter and pivot tables along with structured templates. - Tracking audit task assignments and updating planner boards during Agile sprint cycles. - Maintaining organized and complete audit workpapers within an audit management system such as TeamMate or Workiva. - Participating in daily stand-ups and retrospectives to communicate status, assist in delivering backlog, and learn from team feedback. - Shadowing senior auditors during stakeholder interviews, issue discussions, and final report presentations. - Supporting testing or monitoring of remediation efforts for closed findings in accordance with audit procedures. - Initiating exploration of automation tools like Power BI, Python scripts, and generative AI prompts for audit documentation. Education: - A 4-year Bachelor's Degree is preferred. Experience: - 0-2 years of experience is preferred. Supervisory Responsibilities: - This position does not involve supervisory duties. Certifications: - Core certifications such as CPA, CA, CISA, CIA, or CFE are preferred for this role. While not mandatory at this level, these certifications become necessary for advanced roles and must be obtained within 18 months if not already held. Travel Requirements: - Minimal travel is required, approximately 15%. Primary Skills: Not specified in the provided Job Description. Shift Time: Shift C (India) Recruiter Info: - Ms. Vibha Chaturvedi - Email: vaaa6@allstate.com About Allstate: Allstate is dedicated to protecting families and their belongings from life's uncertainties, with a legacy of over 90 years. The company's innovative drive has consistently kept them ahead of evolving customer needs. Allstate is renowned for advocating safety measures like seat belts, airbags, and graduated driving laws, as well as being a pioneer in pricing sophistication, telematics, and device and identity protection. Joining the Allstate team presents an opportunity to elevate your skills, challenge the status quo, and shape the future of protection while supporting meaningful causes. Allstate Corporation stands as one of the largest publicly held insurance providers in the United States, owning and operating multiple companies across different regions. Allstate India, established in 2012, operates as a critical strategic business services arm of the corporation, offering expertise in various business areas. With offices in Bengaluru and Pune, Allstate India is an integral part of the corporation's operations and technology innovation. To learn more about Allstate India, visit [Allstate India website](https://www.allstateindia.com/).,

As an Alternative Senior Manager - Operations Design and Delivery at HSBC in the Asset Management business, your primary responsibility will be to design and establish new operating models related to portfolio/funds structure across Alternatives investment capabilities. This will involve close collaboration with Product, Investment functions, and Investment Operations capabilities leads. Your role includes designing processes, allocating resources, managing any 3rd party relationships, and infrastructure building until full portfolio onboarding. You will also support any changes to existing operating models to incorporate new services, processes, and controls. Developing a global effective operation framework, conducting complexity and risk assessments, and preparing comprehensive documentation according to HSBC standards are essential aspects of this role as a member of the Design and Delivery Operations team. Your active contribution to end-to-end process mapping, engagement with global fund services, and direct support to the Alternatives Operations Director in various initiatives are critical. You will be involved in assessing 3rd party providers" product and technology services related to Alternatives capabilities, as well as participating in due diligence processes and integration plans for new counterparties. In this position, leadership, autonomy, collaboration, and coordination with stakeholders within Asset Management and Alternatives business are key. You will face challenges in completing tasks diligently and maintaining high standards in interactions with clients and service providers. Your role will also require ongoing improvement of processes, documentation, and awareness of the business environment to ensure professional involvement. Being aware of Operational Risk scenarios, maintaining HSBC internal control standards, and complying with all relevant internal and external rules and regulations are crucial aspects of this role. Your ability to communicate clearly on complex subjects, manage operational risk effectively, and work efficiently with diverse teams will be essential. Requirements for this role include working experience with products from various regulations, strong operational risk management skills, a degree qualification in Finance, and professional certifications such as CAIA, CFA, ACA, ACCA, FRM. Experience in alternative investments products, project management, and fluency in English are distinct advantages. Join HSBC to make a real impact and be a valued member of a global financial services organization where you can thrive and grow professionally.,

Join us as a Sales Assistant at Barclays, where you will play a crucial role in driving innovation and excellence in our digital landscape. You will leverage cutting-edge technology to enhance our digital offerings, ensuring unparalleled customer experiences. Your responsibilities will include assessing key critical skills such as experience with Tableau, QlikView, and Python performance tuning, along with job-specific skill sets. To succeed in this role as a Sales Assistant, you should have experience with basic/essential qualifications such as Excel working knowledge, programming skills/exposure to Tableau, QlikView, and Python. Additionally, strategic decision support is a key aspect of the role. Desirable skill sets include ensuring accurate and up-to-date client revenue (CR) related static data, resolving failed and unassigned trades, and collaborating with Sales/Client Strategy teams for daily/monthly client revenue adjustments. You will also be responsible for facilitating system load, tracking monthly adjustments, and ensuring an effective control environment for all team processes. Based out of Nirlon Knowledge Park, Mumbai, the purpose of this role is to maintain the smooth operation of trading desks by providing operational support to traders, sales professionals, and key stakeholders. This includes offering technical support, coordinating trade execution, updating trade records, preparing reports, and monitoring market data for trading decisions. As an Analyst, you are expected to perform activities in a timely and high-standard manner, driving continuous improvement. You will lead and supervise a team, guiding professional development, and coordinating resources effectively. For those in leadership roles, the four LEAD behaviours Listen and be authentic, Energise and inspire, Align across the enterprise, Develop others are essential. You will partner with other functions and business areas, take responsibility for operational processing and activities, and escalate breaches of policies/procedures when necessary. Furthermore, you will advise on decision-making, manage risk, and strengthen controls within your area of expertise. All colleagues are expected to embody the Barclays Values of Respect, Integrity, Service, Excellence, and Stewardship, while also demonstrating the Barclays Mindset to Empower, Challenge, and Drive. Your role will be crucial in contributing to the achievement of organizational objectives and building a network of contacts both internally and externally.,

Every day, tens of millions of people come to Roblox to explore, create, play, learn, and connect with friends in 3D immersive digital experiences all created by our global community of developers and creators. At Roblox, were building the tools and platform that empower our community to bring any experience that they can imagine to life. Our vision is to reimagine the way people come together, from anywhere in the world, and on any device. Were on a mission to connect a billion people with optimism and civility, and looking for amazing talent to help us get there. A career at Roblox means youll be working to shape the future of human interaction, solving unique technical challenges at scale, and helping to create safer, more civil shared experiences for everyone. The Trust and Safety Operations team is focused (ok, maybe obsessed) on scaling Robloxs Operations organization and transforming our customer experience through our multi-year vision and strategy execution. You will be reporting to the Trust & Safety India Operations Manager and assist with overseeing and managing the operational and compliance controls for outsourced Trust & Safety BPO partners. Working with multiple geographically and functionally diverse partners, you will implement and uphold consistent controls within each BPO. You will provide guidance and reporting templates to the BPOs to help provide visibility and reporting consistency. You Will Lead BPO compliance reviews, ITGC audits, and access provisioning workflows to ensure vendor alignment with Roblox policies and identity governance standards Oversee invoice validation processes to ensure accuracy in billing and alignment with contracts. Conduct user access reviews and manage provisioning workflows across tools and systems. Analyze vendor performance and provide data-driven insights to improve operational efficiency and compliance. Partner with InfoSec, Legal, Engineering, and other cross-functional teams to triage escalations, support security reviews, and align on vendor controls and standards. Identify and implement process improvements and automation opportunities to streamline compliance tasks. Supervise and guide junior contract staff, supporting execution of compliance controls and audits. You Have 49 years of experience in operations, audit, compliance, GRC, information security, or trust & safety Bachelors degree in Business, Operations, or a related field. A strong grasp of compliance frameworks, operational controls, and audit processes, with familiarity in standards such as SOX, ISO 27001, NIST, SOC 2, or third-party risk management (TPRM). Experience collaborating with cross-functional teams such as Finance, Legal, Engineering, InfoSec, or Vendor Management. Analytical skills with the ability to interpret operational, financial, or access data to drive informed decisions. Excellent organizational and communication skills, with high attention to detail. A self-starter mindset with the ability to manage multiple projects and shifting priorities. Experience with identity access management, security reviews, or IT governance is a plus but not required Flexibility in working hours to meet operational needs. Including willingness to participate in on-call support for incident management issues. You Are Compliance-Minded: You apply an audit and control-based perspective to your work, using professional skepticism to identify risks, validate controls, and ensure adherence to policies and standards. Innovative: You proactively look for new ways to improve workflows, solve problems, and bring structure to evolving processes. Execution-Focused: You operate with a high level of ownership, follow through on details, and deliver reliable outcomes independently. Proactive Problem Solver: You anticipate risks, surface issues early, and take initiative to recommend and implement solutions. Collaborative: You communicate clearly and work effectively with cross-functional teams, vendors, and stakeholders across time zones. Team-Oriented: You contribute to a positive team culture, support others success, and are comfortable guiding or mentoring junior staff. Data & Automation-Driven: You use data to drive decisions, identify trends, and partner with technical teams to automate repetitive or manual tasks. Roles that are based in an office are onsite Tuesday, Wednesday, and Thursday, with optional presence on Monday and Friday (unless otherwise noted). Roblox provides equal employment opportunities to all employees and applicants for employment and prohibits discrimination and harassment of any type without regard to race, color, religion, age, sex, national origin, disability status, genetics, protected veteran status, sexual orientation, gender identity or expression, or any other characteristic protected by federal, state or local laws. Roblox also provides reasonable accommodations for all candidates during the interview process. Show more Show less

As a Process Expert at Barclays, you will play a crucial role in leading the evolution of the digital landscape, focusing on innovation and excellence. Your primary responsibility will be to leverage cutting-edge technology to transform our digital offerings, ensuring exceptional customer experiences. Key qualifications for success in this role include expertise in KYC/AML and Regulatory Frameworks, as well as job-specific skill sets. To excel as a Process Expert, you should possess: - Excellent communication skills, both verbal and written, to effectively convey complex information. - A proven track record of skills and experience in a banking operational environment. - Basic knowledge of Know Your Customer (KYC) principles, particularly in relation to business clients. - Understanding of KYC/AML regulatory frameworks and the significance of compliance. - Ability to identify and drive transformation initiatives focusing on business processes and customer experiences. - Self-driven and motivated with a strong sense of initiative to work independently. - Collaborative team player with the capacity to work effectively in diverse teams and build strong relationships. - Growth mindset, continuously seeking opportunities for learning and development. - Adherence to all Barclays Values & Mindset behaviors. Desirable skill sets include a basic understanding of Ring-Fencing Regulations, conducting due diligence and risk assessments for business clients, familiarity with regulatory requirements related to Ring Fencing, and the ability to interpret data for making data-driven decisions. In this role based in Chennai, your primary purpose will be to support business areas in day-to-day processing, reviewing, reporting, trading, and issue resolution. Key responsibilities will include collaborating with teams across the bank, identifying areas for improvement in operational processes, developing operational procedures and controls to mitigate risks, creating reports on operational performance, and staying informed about industry trends to implement best practices in banking operations. Analyst Expectations: - Provide specialist advice and support to stakeholders/customers. - Execute activities in a timely and high-standard manner. - Take responsibility for specific processes within a team, potentially leading and supervising a team. - Demonstrate leadership behaviors if in a leadership position, or manage own workload effectively as an individual contributor. - Collaborate with closely related teams, check colleagues" work, and provide specialist advice and support in your work area. - Manage risk and strengthen controls related to your work, ensuring compliance with rules and regulations. - Develop an understanding of how all teams contribute to broader objectives, continually building expertise in your area of responsibility. - Make judgements based on practice and experience, communicate effectively with customers, and build relationships to address their needs. All colleagues are expected to uphold the Barclays Values of Respect, Integrity, Service, Excellence, and Stewardship, as well as demonstrate the Barclays Mindset of Empower, Challenge, and Drive in their behavior.,

Role & responsibilities The role will be responsible to manage effectively the day-to-day operational/technology risk management and requirements across business/functions Conceptualize, plan and ensure comprehensiveness coverage of RCSA/ thematic reviews to identify material risks/gaps. Ensure timely execution of reviews Articulate the findings and discuss with business articulating the issues identified/risk mitigation action plans Identify new/critical risk indicators; review & modify existing indicators for effectiveness Monitor breaches and discuss with business for suitable action plans for reducing breaches

As a key player at Derewala Industries Ltd., you will be entrusted with overseeing the daily production activities to ensure the achievement of production targets and key performance indicators. Your role will involve meticulously planning, organizing, and monitoring production schedules and resource utilization to drive operational efficiency. Continuous improvement in production processes through methodologies like Lean, 5S, Kaizen, and TPM will be a critical aspect of your responsibilities. Collaboration with cross-functional teams, including Quality, Maintenance, Planning, and Supply Chain Management, will be essential to maintain operational excellence. Upholding compliance with safety, environmental, and regulatory standards will be a top priority. Leading, mentoring, and developing production teams and supervisors to foster growth and efficiency will also be a crucial part of your role. Your analytical skills will be put to the test as you analyze production data and implement strategies to reduce downtime, waste, and costs. Presenting production reports to senior management and supporting new product development and process validations will be integral to driving the company's success. Managing workforce discipline, morale, and efficiency on the shop floor will also be part of your responsibilities. To excel in this role, you should hold a B.Tech/B.E. degree in Mechanical, Production, or a relevant field, along with 12-15 years of experience in manufacturing, including at least 3-5 years in a senior manager/AGM role. A strong understanding of production planning, manpower handling, and operational controls is essential. Proficiency in ERP systems, MIS reporting, and shop floor digital tools will be advantageous. Your exceptional leadership, communication, and analytical skills will be pivotal in ensuring the smooth functioning of production operations at Derewala Industries Ltd.,

- Conduct internal audits to evaluate financial and operational controls, risk management, and compliance with company policies and industry regulations. - Examine and analyze financial statements, transactions, and records to ensure accuracy, completeness, and compliance. - Identify weaknesses in internal controls and make recommendations for improvement. - Prepare and present detailed audit reports, including findings and recommendations to management. - Collaborate with various departments to develop action plans to address identified issues and ensure corrective measures are implemented. - Monitor the implementation of audit recommendations and report on progress to management. - Stay up-to-date with industry regulations and best practices in internal auditing. - Contribute to the development and enhancement of audit methodologies and procedures.

As the leader of a team of talented shared services/operations professionals, you will be responsible for ensuring high levels of engagement, productivity, and quality among team members. Your role will involve building a solid understanding and ownership of operational processes within the team, with a focus on enhancing customer satisfaction through process excellence. You will work towards standardizing processes, implementing automation, and driving continuous improvement initiatives in collaboration with product teams. Monitoring SLAs and key performance indicators (KPIs) will be a key aspect of your role, and you will be required to develop action plans to address any areas of concern. Balancing team health and productivity, while ensuring compliance with regulatory requirements and internal policies, will also be within your responsibilities. You will be expected to manage relationships with internal teams and external service providers globally, as well as develop and implement training programs to enhance the skills and capabilities of the team. Participating in annual budget planning and monitoring expenses to ensure adherence to budgetary constraints will be part of your duties. You will oversee the performance of shared service systems, tools, and technologies, while maintaining strong operational controls and assessing/mitigating associated risks. The ideal candidate for this role will possess a Bachelor's degree in Business, Operations Management, or a related field. A proven track record of improving key metrics and achieving KPI goals is essential. Strong independent working abilities with a proactive, results-driven mindset are required. Excellent written and verbal communication skills in English, along with strong interpersonal skills for effective cross-team communication, are a must. Demonstrated experience in leading and managing teams, collaborating with cross-functional teams, and managing relationships with internal stakeholders and external service providers is crucial. Strong analytical and problem-solving skills are highly valued, and experience in a startup or high-growth organization is considered a plus. If you are passionate about acting as a partner for customers, continuously striving for improvement, fearlessly owning your actions, and building each other up as a team, then this opportunity to be part of a business, community, and mission awaits you. Apply now to join us in our journey towards excellence.,

At PwC, our people in business application consulting specialise in consulting services for a variety of business applications, helping clients optimise operational efficiency. These individuals analyse client needs, implement software solutions, and provide training and support for seamless integration and utilisation of business applications, enabling clients to achieve their strategic objectives. In SAP compliance and security at PwC, you will focus on providing consulting services for confirming compliance and enhancing security within SAP applications. You will analyse client requirements, implement security measures, and offer guidance and support for compliance with regulatory standards. Working in this area, you will enable clients to mitigate risks, protect sensitive data, and maintain compliance with industry regulations. Driven by curiosity, you are a reliable, contributing member of a team. In our fast-paced environment, you are expected to adapt to working with a variety of clients and team members, each presenting varying challenges and scope. Every experience is an opportunity to learn and grow. You are expected to take ownership and consistently deliver quality work that drives value for our clients and success as a team. As you navigate through the Firm, you build a brand for yourself, opening doors to more opportunities. The role of ETS SAP primarily focuses on working on SAP-ERP Risk and Controls assessments/audit. The required skill includes a good knowledge of Business Processes flows in SAP and the underlying Configurations and design to facilitate that. In the space of CI (Control Integration), tasks include IT Application Control, documenting control related configurations within SAP, testing IT general controls, reviewing RACI matrix, RICEFW documents, facilitating system readiness, assessing financial and operational controls, SAP project assurance services, application security, Sarbanes-Oxley readiness, and controls optimization services, and mapping exercises for various controls. Skills required for this role include Business Acumen, Risk Acumen, and Business Processes understanding. The ideal candidate should have 2-4 years of ERP controls auditing, consulting, and/or implementing experience. A Bachelor's degree in Engineering, Commerce, or Management Information Systems, or a Master's degree in Commerce or Computer Applications is required. Post-graduate certifications such as CA or MBA will be considered advantageous.,

As an Internal Auditor at our Kayamkulam based NBFC company, your primary responsibility will be to conduct internal audits across branches and departments in order to assess the effectiveness of internal controls and risk management practices. You will be expected to ensure compliance with RBI regulations, statutory requirements, and internal policies and procedures while reviewing and evaluating the adequacy and effectiveness of internal control systems. Your role will involve preparing detailed audit reports that include findings, risks, and actionable recommendations, as well as following up on previous audit observations to ensure timely closure of audit issues. Additionally, you will be required to identify process gaps, inefficiencies, or non-compliance and provide recommendations for improvements. Furthermore, you will play a key role in supporting the management in implementing robust financial and operational controls, monitoring adherence to credit policy, KYC norms, loan disbursement, and collection processes. You may also be called upon to perform surprise audits, branch inspections, and fraud investigations when necessary. Collaboration with statutory auditors and regulatory authorities, as well as staying up-to-date with changes in regulatory requirements, particularly NBFC guidelines issued by RBI, will be essential aspects of this role. Salary for this position ranges from 25K to 30K, with the age requirement being between 25 and 40 years. This position is specifically looking for a male candidate, and only one vacancy is available in Kochi. The job type is Full-time and Permanent. In terms of benefits, Provident Fund is provided, and the schedule involves day shifts with a performance bonus. The ability to commute or relocate to Ernakulam, Kerala is preferred. If you are a detail-oriented individual with strong analytical skills and a sound understanding of internal audit practices, we encourage you to apply for this position and be a valuable part of our team.,

At ANZ, we are committed to shaping a world where people and communities thrive, driven by a shared mission to enhance the financial well-being and sustainability of our customers. Our Institutional bank plays a crucial role in assisting our largest customers in moving trade and capital across the region, offering our employees excellent opportunities to enhance their technical expertise and advance their careers. As a Lending Operations Specialist based in Bengaluru at Manyata Tech Park, your primary responsibility will be to support the Lending Processing Manager from an operational standpoint. This involves interacting with customers and agents, coordinating with GCC and/or in-country teams to ensure the efficient delivery of loan fulfillment and life cycle management services. A strong understanding of Commercial Lending is essential for this role, along with proficiency in stakeholder management, operational planning and execution, team leadership, operational controls, and people management. Your typical day will involve ensuring high-quality outcomes are achieved within SLAs to maximize customer satisfaction, effectively driving changes while managing operational risks, identifying and implementing efficiency improvements, managing talent pipeline and leadership development, collaborating with senior stakeholders to execute the strategic plan for the team, and maintaining adherence to ANZ policies and regulatory requirements. Additionally, you will be responsible for promoting diversity and inclusion, driving staff engagement, and maintaining a culture of accountability and continuous improvement. The ideal candidate for this role will possess at least 12 years of experience in Commercial Lending, a deep understanding of the end-to-end lending process (especially the drawdown phase), familiarity with loan fulfillment, lifecycle management, and risk identification, strong problem-solving and analytical skills, organizational abilities, and the capacity to work both independently and as part of a team. Other key attributes include attention to detail, process adherence discipline, coaching and mentoring skills, setting measurable goals, providing regular feedback, and creating a culture of ownership and growth. Joining ANZ means being part of a dynamic environment where meaningful contributions are made to provide banking and financial services across various markets. With a focus on driving transformation and fostering a culture of inclusivity and belonging, ANZ offers a range of flexible working options and benefits, including access to health and well-being services. We are committed to building a diverse workplace and encourage applications from all individuals, including those with disabilities or access requirements. Let us know how we can support you during the recruitment process or in the role itself.,

The Line Compliance Senior Executive position based in Kochi, requires a candidate with internal audit experience and expertise in non-financial audit/SOX audit. As the Line Compliance Senior Executive, your primary responsibility will be to ensure risk and compliance to operational/process controls, service delivery, fraud risk assessment, client contracts, and organizational policies and procedures in the client area. Your duties will include ensuring adherence to operational and process-related controls, compliance for service delivery requirements, fraud risk assessment, client contractual terms, policies, rules, and procedures in the client area. You will coordinate and support compliance activities, conduct periodic fraud risk assessments, testing of process controls, and service delivery compliance reviews/audits. Additionally, you will provide support and guidance during internal/external audits and monitor compliance activities across operations. As the Line Compliance Senior Executive, you will act as an independent reviewer to evaluate and resolve compliance issues within the client area, identify potential areas of compliance vulnerability, and develop corrective action plans. You will provide regular reports to senior management, offer consultancy on risk, regulatory, contractual, and policy compliance areas, and possess relevant domain certifications such as ISO or other audit-related certifications. The ideal candidate for this role should hold a Commerce Graduate/Postgraduate degree with 15 years of education. CA/CS Inter certification is preferred, along with proficiency in MS Office. Relevant domain certifications and a minimum of 2-4 years of work experience in F&A Risk & Compliance, Service Delivery/Operations are required. You will interact internally with AM/LAM, Managers/Sr. Managers, AVP/VPs, Internal Audit, Corporate Compliance Team, and ISG/BCM team. Externally, you will engage with clients and external auditors. Key skills for this role include auditing skills, attention to detail, decision-making ability, good organizational skills, effective communication, commitment, and the ability to work independently with strict deadlines. Desirable soft skills include adaptability, flexibility, and strong communication skills. If you possess the necessary qualifications and experience, and are ready to take on the challenges of ensuring compliance and risk management in the client area, we encourage you to apply for this position.,

As a business application consultant at PwC, your focus will be on providing consulting services for a variety of business applications to help clients optimize their operational efficiency. This will involve analyzing client needs, implementing software solutions, and providing training and support for seamless integration and utilization of business applications to enable clients to achieve their strategic objectives. In the SAP compliance and security role at PwC, your main responsibilities will include providing consulting services to confirm compliance and enhance security within SAP applications. This will involve analyzing client requirements, implementing security measures, and offering guidance and support for compliance with regulatory standards. By working in this area, you will assist clients in mitigating risks, protecting sensitive data, and maintaining compliance with industry regulations. In this fast-paced environment, you are expected to adapt to working with a variety of clients and team members, each presenting varying challenges and scope. Every experience is viewed as an opportunity to learn and grow. You are expected to take ownership and consistently deliver quality work that drives value for clients and contributes to the success of the team. As you progress in your career at the Firm, you will have the opportunity to build a strong personal brand that opens doors to more opportunities. The primary focus of the ETS SAP role will be on working with SAP-ERP Risk and Controls assessments/audit. The ideal candidate will possess a good knowledge of Business Processes flows in SAP and the underlying Configurations and design to facilitate them. This role will involve tasks related to Control Integration (CI) such as ITAC-IT Application Control, documenting control activity narratives, testing IT general controls from a governance perspective, reviewing RACI matrix, facilitating system readiness, recommending financial and operational controls, and more. The ideal candidate for this role should have 2-4 years of experience in ERP controls auditing, consulting, and/or implementing. A Bachelor's degree in Engineering, Commerce, or Management Information Systems is required, while post-graduate certifications such as CA or MBA will be considered advantageous. Strong skills in business acumen, risk acumen, and understanding of business processes are essential for success in this role.,

You will be responsible for conducting internal audits across branches and departments to assess the effectiveness of internal controls and risk management practices. It will be your duty to ensure compliance with RBI regulations, statutory requirements, and internal policies and procedures. Your role will involve reviewing and evaluating the adequacy and effectiveness of internal control systems, and preparing detailed audit reports with findings, risks, and actionable recommendations. You will need to follow up on previous audit observations and ensure timely closure of audit issues. Identifying process gaps, inefficiencies, or non-compliance and recommending improvements will be crucial aspects of your job. Additionally, you will support the management in implementing robust financial and operational controls, and monitor adherence to credit policy, KYC norms, loan disbursement, and collection processes. Performing surprise audits, branch inspections, and fraud investigations when required will also be part of your responsibilities. You will need to coordinate with statutory auditors and regulatory authorities as necessary and stay up-to-date with changes in regulatory requirements, especially NBFC guidelines issued by RBI. This is a full-time, permanent position based in Kochi, with a salary range of 25K to 30K. The ideal candidate should be between 25 to 40 years old and male. The company offers benefits such as Provident Fund and a performance bonus. The work schedule is during the day shift. Applicants should be able to reliably commute to Ernakulam, Kerala, or be willing to relocate before starting work.,

JOB SUMMARY AND RESPONSBILITIES Risk & Control Hat Develop an in-depth knowledge of the operational risk and control profile across Global Banking & Markets (GBM) Advise, challenges, informs the businesses on recommended ways to mitigate risk; reviews actions items to ensure that risk is being sufficiently addressed Sets the tone from the top: Acts as a culture carrier by embedding & propagating a risk mind-set and awareness within the team, region & globally Identifies ways to share risk best practise across teams and functions, and with other business lines where like processes exist/there is exposure to similar risk Partner with the business lines to understand the residual risks that exist after issues are resolved and engage across the front to back to apply lessons learned to improve our risk and control framework QA / Technical Hat Control QA & Monitoring framework. Identify continuous improvement mechanisms to strengthen the framework based on ever-evolving changes in process, regulations & platforms Work with our QA team to design tests for data quality, lineage and controls across a range of products, business lines and processes, including both manually and systematically created data. Develop methodologies to define test scripts, execute tests, including frequency, sampling, evidencing, and follow-up actions which integrate with the broader Divisional risk management framework and datasets Partner with developers and low-code specialists to develop tooling to support test execution, recordkeeping and reporting Work with our BI team in building data models / data visualization for generating multi-dimensional reporting Maintain strong relationships and connectivity with the broader control and data organisations to enable maintenance of the test suites as the operating and control environment changes Execute test suites using manual and automated techniques, and integrate results into the broader risk management framework, including control enhancements and risk assessments Participate in the ongoing uplift and innovation of operational risk processes designed which facilitate GBM Operational Risk & Resilience (ORR) supervisors and leadership's understanding and management of their risk and controls. Coordinate end-to-end risk management delivery with other Divisions, such Compliance, Legal, Risk and Internal Audit as well as support regulatory interactions BASIC QUALIFICATIONS Good understanding of the global markets franchise offered by the firm and experience within a risk management context are required. An energetic self-starter with strong control mindset with a passion for risk management Excellent communication skills to clearly articulate issues and ideas with different levels across Global Banking and Markets stakeholders. Strong analytical skills with an ability to understand complex workflows, and excellent attention to details. Innovative, including a keen eye for identifying areas of control enhancements and automation which have practical value.Good influencing skills to challenging the status quo and continuously enhance the control environment. There is also opportunity within the role to learn and apply advanced analytics software to develop low code risk management solutions. Sound time management skills to be able to effectively prioritize and multi-task. Drive and motivation to improve personal performance, broaden knowledge, work intensely towards extremely challenging goals and persist in the face of obstacles or setbacks Good interpersonal and teamwork skills to collaborate as a global team and build strong relationship with key stakeholders across Divisions. Keeps current with emerging business, economic and market trends Aptitude handling large data sets, synthesizing a variety of information to summarise a profile. Proficient in Excel, Powerpoint, MS Word PREFFERED QUALIFICATIONS Practical experience in Sales and Trading, Risk or Operations functions. Experience in audit / testing methodologies, Control testing (manual & automated)

JOB SUMMARY AND RESPONSBILITIES Risk & Control Hat Develop an in-depth knowledge of the operational risk and control profile across Global Banking & Markets (GBM) Advise, challenges, informs the businesses on recommended ways to mitigate risk; reviews actions items to ensure that risk is being sufficiently addressed Sets the tone from the top: Acts as a culture carrier by embedding & propagating a risk mind-set and awareness within the team, region & globally Identifies ways to share risk best practise across teams and functions, and with other business lines where like processes exist/there is exposure to similar risk Partner with the business lines to understand the residual risks that exist after issues are resolved and engage across the front to back to apply lessons learned to improve our risk and control framework QA / Technical Hat Control QA & Monitoring framework. Identify continuous improvement mechanisms to strengthen the framework based on ever-evolving changes in process, regulations & platforms Work with our QA team to design tests for data quality, lineage and controls across a range of products, business lines and processes, including both manually and systematically created data. Develop methodologies to define test scripts, execute tests, including frequency, sampling, evidencing, and follow-up actions which integrate with the broader Divisional risk management framework and datasets Partner with developers and low-code specialists to develop tooling to support test execution, recordkeeping and reporting Work with our BI team in building data models / data visualization for generating multi-dimensional reporting Maintain strong relationships and connectivity with the broader control and data organisations to enable maintenance of the test suites as the operating and control environment changes Execute test suites using manual and automated techniques, and integrate results into the broader risk management framework, including control enhancements and risk assessments Participate in the ongoing uplift and innovation of operational risk processes designed which facilitate GBM Operational Risk & Resilience (ORR) supervisors and leadership's understanding and management of their risk and controls. Coordinate end-to-end risk management delivery with other Divisions, such Compliance, Legal, Risk and Internal Audit as well as support regulatory interactions BASIC QUALIFICATIONS Good understanding of the global markets franchise offered by the firm and experience within a risk management context are required. An energetic self-starter with strong control mindset with a passion for risk management Excellent communication skills to clearly articulate issues and ideas with different levels across Global Banking and Markets stakeholders. Strong analytical skills with an ability to understand complex workflows, and excellent attention to details. Innovative, including a keen eye for identifying areas of control enhancements and automation which have practical value.Good influencing skills to challenging the status quo and continuously enhance the control environment. There is also opportunity within the role to learn and apply advanced analytics software to develop low code risk management solutions. Sound time management skills to be able to effectively prioritize and multi-task. Drive and motivation to improve personal performance, broaden knowledge, work intensely towards extremely challenging goals and persist in the face of obstacles or setbacks Good interpersonal and teamwork skills to collaborate as a global team and build strong relationship with key stakeholders across Divisions. Keeps current with emerging business, economic and market trends Aptitude handling large data sets, synthesizing a variety of information to summarise a profile. Proficient in Excel, Power point , MS Word PREFFERED QUALIFICATIONS Practical experience in Sales and Trading, Risk or Operations functions. Experience in audit / testing methodologies, Control testing (manual & automated)