59 Operational Controls Jobs

At Moody's, we unite the brightest minds to turn today's risks into tomorrow's opportunities. We do this by striving to create an inclusive environment where everyone feels welcome to be who they arewith the freedom to exchange ideas, think innovatively, and listen to each other and customers in meaningful ways. Moody's is transforming how the world sees risk. As a global leader in ratings and integrated risk assessment, we're advancing AI to move from insight to actionenabling intelligence that not only understands complexity but responds to it. We decode risk to unlock opportunity, helping our clients navigate uncertainty with clarity, speed, and confidence. If you are excited about this o...

Building the Future of Crypto Our Krakenites are a world-class team with crypto conviction, united by our desire to discover and unlock the potential of crypto and blockchain technology. What makes us different Kraken is a mission-focused company rooted in crypto values. As a Krakenite, you'll join us on our mission to accelerate the global adoption of crypto, so that everyone can achieve financial freedom and inclusion. For over a decade, Kraken's focus on our mission and crypto ethos has attracted many of the most talented crypto experts in the world. Before you apply, please read the Kraken Culture page to learn more about our internal culture, values, and mission. We also expect candidat...

As the Branch Manager, your role involves managing the daily operations of the branch to ensure smooth and seamless functioning of all activities. Your responsibilities include: - Managing staff, fostering a positive environment, and ensuring customer satisfaction - Assisting the Head Office in implementing business development strategies - Educating the Counselling and operations Team about latest updates, policies, and rules - Handling the team of counsellors and back office operations with result-oriented strategies - Providing quality services to customers and being the process owner for all clients of the branch - Achieving branch sales targets and projected profits - Selecting, trainin...

- Conduct internal audits to evaluate financial and operational controls, risk management, and compliance with company policies and industry regulations. - Examine and analyze financial statements, transactions, and records to ensure accuracy, completeness, and compliance. - Identify weaknesses in internal controls and make recommendations for improvement. - Prepare and present detailed audit reports, including findings and recommendations to management. - Collaborate with various departments to develop action plans to address identified issues and ensure corrective measures are implemented. - Monitor the implementation of audit recommendations and report on progress to management. - Stay up...

As the Assistant Vice President - Legal Ops at Barclays, you will play a crucial role in providing top-notch support through conducting thorough due diligence, ensuring regulatory compliance, and safeguarding both clients and the organization with your expertise and diligence. **Key Responsibilities:** - Lead and coordinate the execution, streamlining, and automation of operational and process-oriented tasks within the Legal Operations team. - Drive process improvement, manage stakeholder relationships, and enable Legal professionals to focus on high-value activities by centralizing and optimizing routine tasks. - Supervise system updates for mergers and manage the setup of non-JB Arms AM/AH...

As the Branch Manager, you will be responsible for the smooth functioning of all branch activities and ensuring customer satisfaction. Your key responsibilities will include: - Managing daily operations of the branch and overseeing staff to foster a positive work environment - Implementing business development strategies in coordination with the Head Office - Educating the Counseling and Operations Team about updates, policies, and rules - Leading and managing the team of counselors and back office operations with result-oriented strategies - Providing quality services to customers and ensuring a seamless student visa application process - Achieving branch sales targets and projected profits...

Role Overview: As a member of the Compliance & Operational Risk Control (C&ORC) Business Control Assurance team at UBS in Pune or Mumbai, India, your primary role will involve performing Design Effectiveness (DE) and Operating Effectiveness (OE) testing in line with internal methodology and deadlines. You will be responsible for maintaining high-quality testing documentation, addressing review points promptly, and escalating any potential testing issues. Additionally, you will provide support to Control Owners, Process Owners, and Operational Risk Controllers, ensuring a thorough understanding of control deficiencies and related risks. Timely updates on testing progress and knowledge sharing...

You will be responsible for providing centralised support for retail bank operations, specifically focusing on consumer loan servicing. Your role will involve ensuring accurate processing, documentation, and compliance across various retail loan products. - Perform daily reconciliations of the consumer loan subledger and promptly resolve any exceptions. - Maintain and review loan documents to ensure completeness and compliance with customer identification and consumer protection regulations (e.g., Truth in Lending Act). - Monitor operational controls, prepare for audits, participate in process improvements, and contribute to system upgrades. To qualify for this role, you should have: - A Bac...

In your role at PwC, you will specialize in consulting services for various business applications, focusing on helping clients optimize operational efficiency. Your responsibilities will include analyzing client needs, implementing software solutions, and providing training and support for seamless integration and utilization of business applications to assist clients in achieving their strategic objectives. Key Responsibilities: - Analyze client requirements and implement security measures within SAP applications - Offer guidance and support for compliance with regulatory standards - Enable clients to mitigate risks, protect sensitive data, and maintain compliance with industry regulations ...

Primary Responsibilities The candidate should expect to build an intricate knowledge of firm systems, data sources and the processes that create/maintain reports Monitoring and escalation of various exceptions to highlight and mitigate risk Analysis of global exception reports, identifying and highlighting trends Working to tight deadlines on a daily, weekly and monthly basis Building a detailed understanding of each exception type, allowing complex queries to be answered and commentary to be questioned and challenged Acquiring an intricate knowledge of firm systems, data sources and processes, building the ability to question data integrity Working with business areas and their Risk Manager...

Amgen's Worldwide Compliance and Business Ethics Department has built a highly qualified and motivated team of professionals who bring high levels of integrity, respect, experience, talent, perseverance, intelligence, creativity, energy, and passion to work as effective contributors within the company. Reporting to the Associate Vice-President of Compliance for Global Functions, the Compliance Director will join the Amgen India site leadership team supporting all aspects of Amgen's Worldwide Compliance and Business Ethics (WC&BE) Program at Amgen India. This compliance leader will ultimately assume leadership responsibility for all Amgen compliance capabilities established and the Amgen Indi...

You will be responsible for ensuring timely processing of all invoices and credits according to client terms. You must introduce proper control checks to minimize errors and ensure accuracy. Your role will involve being process-oriented with a strong understanding of financial and operational controls, along with the ability to handle large amounts of data and compile detailed reports. Additionally, you should have a strong understanding of accounting principles and billing operations, and the ability to interpret complex processes, policies, and financial/legal documents. Key Responsibilities: - Implement written policies and procedures governing billing operations. - Consult on the impleme...

You are a strategic thinker passionate about driving solutions in financial analysis. You have found the right team. As a Project Management Associate within the national branch team, you will coordinate the escheatment process outreach, manage cases for terminated advisors, handle rejected money movements, track and ensure compliance with penny stock procedures, and conduct EVP escalations resolutions. You will also serve as a backup for other critical processes, engaging directly with Advisors and Field Leaders to perform key tasks as part of the national branch book of work. You will work with market directors and regional directors to resolve queries, manage mailboxes, and report critica...

As a member of the Group Technology and Operations (T&O) team, your role involves processing and managing Cheques, Cash, and NACH transactions to ensure efficient banking operations. Your responsibilities include: - Processing and managing Collections and NACH Transactions, as well as coordinating with vendors - Handling queries related to Cheques, Cash, NACH, and ACH Processing - Demonstrating sound knowledge of Cash Management Services, particularly Cheques, Cash, and NACH processing - Improving operational controls and ensuring compliance with all regulations - Analyzing and improvising various transactional reports and Vendor reporting - Performing reconciliation for the process - Assist...

Visa is a world leader in payments and technology, with over 259 billion payments transactions flowing safely between consumers, merchants, financial institutions, and government entities in more than 200 countries and territories each year. Our mission is to connect the world through the most innovative, convenient, reliable, and secure payments network, enabling individuals, businesses, and economies to thrive while driven by a common purpose to uplift everyone, everywhere by being the best way to pay and be paid. Make an impact with a purpose-driven industry leader. Join us today and experience Life at Visa. Job Description The Finance Analyst is a key member in the Controllership Operati...

You are a strategic thinker passionate about driving solutions in financial analysis. You have found the right team. As a Project Management Associate within the national branch team, you will coordinate the escheatment process outreach, manage cases for terminated advisors, handle rejected money movements, track and ensure compliance with penny stock procedures, and conduct EVP escalations resolutions. You will also serve as a backup for other critical processes, engaging directly with Advisors and Field Leaders to perform key tasks as part of the national branch book of work. You will work with market directors and regional directors to resolve queries, manage mailboxes, and report critica...

Vodafone Idea Limited is an Aditya Birla Group and Vodafone Group partnership. It is India's leading telecom service provider. The Company provides pan India Voice and Data services across 2G, 3G and 4G platform. With the large spectrum portfolio to support the growing demand for data and voice, the company is committed to deliver delightful customer experiences and contribute towards creating a truly Digital India by enabling millions of citizens to connect and build a better tomorrow. The Company is developing infrastructure to introduce newer and smarter technologies, making both retail and enterprise customers future ready with innovative offerings, conveniently accessible through an eco...

The Chief Financial Officer (CFO) will be a key strategic leader responsible for overseeing all financial and commercial functions of the manufacturing business. The ideal candidate will bring over 20 years of progressive experience, with a strong track record in manufacturing finance, capital structuring, operational controls, and cross-border compliance. This is a mission-critical role aimed at optimizing financial performance, enabling strategic growth, and ensuring robust corporate governance. Key Responsibilities: Strategic Financial Leadership Lead the development and execution of financial strategies aligned with the company's vision and long-term growth plans. Serve as a key advisor ...

As an Asset Services Senior Vice President at Citigroup, you will play a crucial role in overseeing the day-to-day operational execution of Americas Asset Servicing event processing. Your responsibilities will include providing strategic leadership, overseeing reconciliation and processing related to Income and Corporate Action events, conducting in-depth analyses to identify operational issues, ensuring compliance with established procedures and controls, managing risks, and cultivating strategic relationships with stakeholders. Key Responsibilities: - Provide strategic leadership and functional oversight for reconciliation and processing teams - Establish robust frameworks for accurate and...

As an Operational Risk Lead within Societe Generale Global Solution Center (SGGSC), specifically in the Global Cybersec Capability Centre (G3C) team based in Bengaluru, your main responsibility is to support and execute the operational risk management framework. This involves identifying, monitoring, and reporting on operational risks, as well as assisting in implementing corrective and preventive measures based on established risk policies and procedures. Your role as a Cybersecurity Project coordinator in the MIBS perimeter will involve the following key responsibilities: - Supporting operational teams by monitoring and reporting on daily risk exposures and incidents. - Implementing and ma...

As an Internal Auditor at MetLife, your role involves the delivery and management of audit assignments to ensure all business risks are anticipated, identified, recognized, and appropriately managed. You will conduct comprehensive complex process audits, assess the soundness of operational controls, collaborate with business clients, participate in projects, and maintain positive relationships with auditees and key business contacts. Key Responsibilities: - Conduct comprehensive complex process audits following department guidelines and best practices - Assess the adequacy, compliance, and cost-effectiveness of operational, financial, and information systems controls - Assist in all aspects ...

Job Title: Executive Assistant Manager Location: Remote Job Type: Full-Time Working Hours: 7:00 PM 4:00 AM IST Working Days: Monday to Saturday Experience Required: Minimum 5 Years (with prior experience in Hilton Hotels mandatory) Salary: ?5.0 Lakhs(CTC) Job Summary: We are seeking an experienced and dynamic Executive Assistant Manager to support the General Manager in overseeing all aspects of hotel operations. The ideal candidate will ensure smooth daily operations, uphold service excellence, and foster strong internal and external relationships. This leadership role is pivotal in maintaining high service standards, enhancing guest satisfaction, and driving operational success while align...

As a Subject Matter Expert in General Accounting for Client Finance at JLL Business Service in Gurugram, your main responsibility will be to prepare timely and accurate monthly property financial statements and working papers for the aligned property portfolio. You will also be in charge of cash management for assigned properties, reconciliation of bank statements, coordination of year-end audit work, and managing adhoc requests. Additionally, you will guide team members on operational controls and work towards creating effective governance on the ground. - Prepare timely and accurate monthly property financial statements and working papers - Submit financial statements and work papers for r...

The Chief Financial Officer (CFO) will be a key strategic leader responsible for overseeing all financial and commercial functions of the manufacturing business. The ideal candidate will bring over 20 years of progressive experience, with a strong track record in manufacturing finance, capital structuring, operational controls, and cross-border compliance. This is a mission-critical role aimed at optimizing financial performance, enabling strategic growth, and ensuring robust corporate governance. Key Responsibilities: Strategic Financial Leadership Lead the development and execution of financial strategies aligned with the company's vision and long-term growth plans. Serve as a key advisor ...

Job description Some careers have more impact than others. If you're looking for a career where you can make a real impression, join HSBC and discover how valued you'll be. HSBC is one of the largest banking and financial services organisations in the world, with operations in 62 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realise their ambitions. We are currently seeking an experienced professional to join our team in the role of Head of Regulatory Reporting Business: Asset Management Role Purpose: Within HSBC Global Asset Management, an exciting opportunity has...