Job
Description
Join us as a Market Surveillance Specialist at Barclays, where you will play a crucial role in evolving our digital landscape and driving innovation and excellence. Your primary focus will be on leveraging cutting-edge technology to revolutionize our digital offerings, ensuring unparalleled customer experiences. As a Market Surveillance Specialist, you will be assessed based on key critical skills essential for success in the role, including experience with market surveillance and job-specific skillsets. To excel in this position, you should possess the following attributes: - Experience with Stakeholder Management. - Proficiency in Decision Making & Problem Solving. - Strong Communication Skills. Moreover, essential skills for this role include: - Good Analytical Experience. - Solid Understanding in Surveillance. - Strong knowledge of Fixed Income/Trade Surveillance. Desired skills involve: - Conducting daily analysis of automated trade and communications surveillance alerts for global businesses. - Identifying and escalating potential breaches of regulatory rules and Barclays policies. - Actively participating in enhancing current alerts and exception reports, supporting the development of new surveillance tools, reports, and procedures. - Providing feedback on the efficiency and effectiveness of surveillance controls to Surveillance Management. - Communicating market abuse risk identified through the surveillance platform with Surveillance Management and agreeing on clear paths to resolution. - Engaging with the Global Surveillance team to share knowledge and practices, promoting a consistent approach across the surveillance teams. The role is based out of Pune and aims to monitor and analyze market activity for potential signs of abuse or manipulation, ensuring adherence to regulatory requirements and internal policies while taking action to mitigate market misconduct. Key Accountabilities include: - Continuously monitoring market activities, including order flows, prices, trading volumes, and communications to identify potential irregularities or market misconduct. - Conducting in-depth investigations to gather evidence and assess the risk of market manipulation, insider trading, or other misconduct. - Providing business support in projects related to the firm's market surveillance framework. - Offering regulatory query and internal/external audit support. - Provision of accurate and timely reports to regulatory authorities, internal stakeholders, and management regarding market surveillance activities, incidents, and trends. - Executing appropriate controls aligned with the Barclays control framework and related firm-wide standards. - Supporting the control environment in relation to data quality, model effectiveness, and efficiency. Analyst Expectations entail: - Performing prescribed activities in a timely manner and to a high standard consistently driving continuous improvement. - Demonstrating in-depth technical knowledge and experience in the assigned area of expertise. - Leading and supervising a team, guiding and supporting professional development, allocating work requirements, and coordinating team resources. - Taking responsibility for end results of a team's operational processing and activities. - Escalating breaches of policies/procedures appropriately. - Advising and influencing decision-making within the area of expertise. - Taking ownership for managing risk and strengthening controls in relation to the work you own or contribute to. - Acting as a contact point for stakeholders outside of the immediate function and building a network of contacts outside the team and external to the organization. All colleagues are expected to embody the Barclays Values of Respect, Integrity, Service, Excellence, and Stewardship as well as demonstrate the Barclays Mindset - to Empower, Challenge, and Drive.,
