5 Market Participants Jobs

Responsible for day to day activities related to admission of issuer companies & subsequent app in Admission Cell. Co-ordinate with RTAs/Issuer Companies/Exchanges/market participants & other Dept. Preparing various reports/MIS Required Candidate profile Min 1-6 yrs exp in capital markets in DP-Ops in MII'S Well conversant with depository operations and Dmat Account Opening & Closing Good analytical and verbal & written Communication Skills

As one of the world's leading asset managers, Invesco is dedicated to helping investors worldwide achieve their financial objectives. By delivering the combined power of our distinctive investment management capabilities, we provide a wide range of investment strategies and vehicles to our clients around the world. If you're looking for challenging work, smart colleagues, and a global employer with a social conscience, come explore your potential at Invesco. Make a difference every day! Your Team The position is part of the Anti-Money Laundering (AML) team, which operates within the larger Investment & Distribution Services function. The role oversees all AML, KYC, PEP, and sanction screening related policies, systems, processes, and operations across all business lines and APAC locations while maintaining a close partnership with location MLROs and Compliance functions. The role is responsible for supporting Invesco's APAC AML strategy and day-to-day operations ensuring strict adherence to the relevant AML regulation. The individual will have broad responsibility for continuous improvement of processes and world-class execution (within the location and coordinating the same across regional counterparts) that drives a robust experience for our external clients and internal business partners. This individual will work closely with Invesco's client relations, client onboarding, and corporate functions (e.g., compliance and legal). Your Role - Designing, managing, and overseeing efficient and effective systems and controls related to AML (which includes through this document PEP and sanction screening), ensuring compliance with Anti-Money Laundering and related regulations always. - Managing end-to-end Client lifecycle/KYC operations with proven knowledge of the CDD concepts and the regulations/requirements of CDD/EDD. Perform AML remediation exercises where necessary. - Oversee and support the identification, mitigation, and management of AML related risks; reporting and escalation of such risks as needed; mitigating AML improvements identified by internal and external auditors as well as compliance monitoring. - Overseeing third parties handling outsourced AML activities for Invesco in APAC; implementing, managing, and overseeing controls to ensure adequate AML quality and adherence to Key Performance Indicators. - Perform oversight of appointed distributors and intermediaries. - Support and oversee the completion of Business as usual (BAU) activities including ongoing transaction monitoring, management of Enhanced Due Diligence, High risk, and PEP clients. - Closely work with Compliance / MLROs across APAC on BAU and new AML requirements and assessing and communicating implications on and application to Invesco to staff and management. - Ensuring delivery of appropriate AML related MI and reports to internal stakeholders and external authorities as appropriate. - Support any internal audits, Compliance Monitoring, and other reviews as required. Assist with complex anti-money laundering matters and complex client cases. - Ensure all activities are in line with Invesco's Conduct principles. The Experience You Bring Relevant experience of AML-related responsibilities for at least 2 to 5 years within the Financial Services industry, preferably in asset management. Basic knowledge of financial industry fundamentals and asset classes, mutual fund framework, investment life cycle, and market participants. Organizational skills and ability to work in teams. Excellent verbal and written communication skills. Team player, passion for collaboration. Strong organizational skills and detail orientation. Open-minded, flexible, and willing to listen to other people's opinions. Academic Requirements Education to the degree level, or equivalent qualifications, Masters degree a plus. Full Time / Part Time Full time Worker Type Employee Job Exempt (Yes / No) No Workplace Model At Invesco, our workplace model supports our culture and meets the needs of our clients while providing flexibility our employees value. As a full-time employee, compliance with the workplace policy means working with your direct manager to create a schedule where you will work in your designated office at least three days a week, with two days working outside an Invesco office.,

The job requires a candidate with 3 to 4 years of experience and CA qualification. You should have expertise in SEBI Regulations such as LODR, ICDR, SBEB & SE Regulations, as well as Companies Act and Rules related to capital issuance, board, and general meetings. Additionally, knowledge of accounting principles and taxation aspects related to equity-based compensation is desirable. Candidates must be proficient in drafting legal documents, letters, and agreements. It is essential to have a basic understanding of the operations of various market participants like stock exchanges, proxy firms, and investors. Proficiency in Microsoft Powerpoint, Excel, and Word is crucial, along with excellent communication skills for interactions with top management, promoters, NRC, and the Board. The role involves client-facing responsibilities, requiring coordination with stakeholders from HR, Finance, Legal, and top management. Attention to detail, a solution-oriented creative approach, and the ability to specialize in equity-based compensation are key attributes. Consulting experience in the mentioned areas will be preferred. The job profile involves working with diverse clients, including listed, unlisted, private investor-backed, and startups. Responsibilities include designing and conceptualizing stock option plans, cash-settled plans, and other compensation schemes in compliance with relevant laws. Understanding client expectations for implementing stock option plans, analyzing, modeling, and presenting scenarios for decision-making, and attending NRC and Board meetings as an expert are part of the role. The candidate will also be involved in drafting legal documents and addressing queries from the internal legal team. This is a full-time position that requires expertise in SEBI Regulations and related areas. The work location is in person.,

Responsible for day to day activities related to admission of issuer companies & subsequent app in Admission Cell. Co-ordinate with RTAs/Issuer Companies/Exchanges/market participants & other Dept. Preparing various reports/MIS Required Candidate profile Min 1-6 yrs exp in capital markets in DP-Ops in MII'S Well conversant with depository operations and Dmat Account Opening & Closing Good analytical and verbal & written Communication Skills

Responsible for day to day activities related to onboarding of issuer DP Participants Co-ordinate with SEBI/ exchanges/ market participants Prepare MIS/Reports and agenda & minutes of various meetings Working on SEBI queries/Regulatory submissions Required Candidate profile Min 10+ yrs exp in capital markets in DP-Ops/ Clearing & Settlement /Market Infra Institutions Team Leadership Experience is a must Good analytical and verbal & written Communication Skills Perks and benefits 40% additional Performance Bonus + Mediclaim