Legal and Compliance Analyst, Compliance

Clsa

1 - 2 years

12 - 17 Lacs

pune

Posted:3 hours ago| Platform:

Apply

Skills Required

training red interpersonal skills excel compliance legal monitoring compliance analyst

Work Mode

Work from Office

Job Type

Full Time

Job Description

Key Areas of Responsibilities

Review, red-line and vet NDAs, Engagement Letters, SOWs, Work Orders, Agreement Amendments, Termination Letters and similar documents
Clarify and resolve contractual queries
Monitoring of Leavers emails to avoid leakage of confidential data.
Performing Checks on IB transactions and deal.
Support Legal team and assist senior lawyers with other legal work as required
Assisting the IBK compliance team in consolidating the email related to sponsor Independence checks
Escalation of Data Leakage incidents to monitoring team for further review and handle the cases of possible leakages.
Tracking and documenting staff compliance training across locations

Requirements

Graduate in Law
1-2 years of relevant experience is preferable
Strong Communication skills capable of working with different levels of staff from all the Asia Pacific Countries.
Good interpersonal skills and excellent written/oral communication skills.
Attention to detail and process oriented
Investigative skills
Proficient in Word and Excel
Good prioritization, organizational and multi-tasking skills
Self-motivated, desire to be challenged and eager to learn

Stay informed on CITIC CLSA Job Opportunities

More Jobs at Clsa

Software Engineer, FICC and EQD Applications, Information Technology

Pune

3 - 6 yrs

INR 20 - 25 Lacs

Support Analyst, Trading Applications, Information Technology

Pune

3 - 5 yrs

INR 20 - 25 Lacs

Analyst, IT Security Operations, Information Technology

Pune

3 - 7 yrs

INR 20 - 25 Lacs

Associate

Mumbai

3 - 6 yrs

INR 20 - 27 Lacs

Software Engineer, Execution Services, Information Technology

Pune

3.0 - 5.0 yrs

INR 16 - 20 Lacs

Mock Interview

Practice Video Interview with JobPe AI

Start Job-Specific Interview

Start Your Job Search Today

Browse through a variety of job opportunities tailored to your skills and preferences. Filter by location, experience, salary, and more to find your perfect fit.