Head of Compliance

As the Head of Compliance for Barclays Investments and Loans India Private Limited, your role involves ensuring that appropriate compliance induction, annual refresher, and other topical training is delivered locally/centrally and completed by all staff within agreed timeframes. This includes producing or sourcing the material as required and maintaining completion records. Key Responsibilities: - Provide day-to-day advice and check and challenge the business on relevant matters, including escalating significant issues promptly and analyzing legal, regulatory, and internal policy/procedure issues. - Maintain regular communication with senior management, business, and others to ensure awareness of business and regulatory risks. - Enhance the local compliance culture through various methods such as training, engagement with staff, and sharing best practices. - Support the team in the product approval procedure and contribute to local, regional, and global team meetings/calls. - Implement robust management reporting processes on regulatory and policy matters internally and to regulatory bodies. - Manage regulators" visits, audits, and inspections, and ensure timely escalation to senior management in case of issues. - Develop and deliver specific regulatory training locally according to identified risks. Qualifications Required: - In-depth knowledge of regulatory requirements for Non-Banking Financial Companies in India. - Understanding of the products and services offered by the firm in India. - Post-graduate qualification and relevant experience in legal or compliance. - Strong knowledge of the Indian business environment. - Ability to work closely with other functions to find technical and procedural solutions. - Detail-oriented, strong team player with a proven track record. Additional Company Details: This role will be based out of Nirlon Knowledge Park, Mumbai and is regulated by the Reserve Bank of India. In summary, as the Head of Compliance, you will play a crucial role in overseeing and ensuring compliance with legal, regulatory, and ethical responsibilities at Barclays Investments and Loans India Private Limited. Your responsibilities include providing expert oversight, managing compliance risks, investigating potential market abuse, implementing compliance policies, collaborating with relevant teams, and identifying financial crimes. Your qualifications and skills will be instrumental in contributing to the success of the compliance function in the organization.,