Gen AI Specialist

POSITION SUMMARY

We are seeking a dynamic and forward-thinking GenAI & Tech Compliance Specialist to support the

design, development, and adoption of tech enabled automation including Generative AI tools within the

Compliance function while ensuring compliance with internal controls and regulatory standards.

The ideal candidate will sit at the intersection of Compliance and Technology, understanding both the

regulatory nuances and the technical frameworks required to drive meaningful tech adoption across the

Compliance function.

ROLES & RESPONSIBILITIES

• Provide insight on the impact of new and emerging technologies on the compliance function,

including AI, automation, and data platforms.

• Participate in or lead forums and workstreams focused on technology innovation within

Compliance, working with the Technology team to gather requirements, and support the build,

testing, and deployment of tech solutions.

• Share regular, meaningful updates with the leadership team to track progress against the tech

roadmap and key priorities

• Expertise in creating clear and effective dashboards using tools such as Power BI and Tableau to

support business reporting and decision-making.

• Familiarity with APIs and basic scripting (e.g., Python or SQL) to integrate systems and automate

data flows across platforms.

• Expertise in low-code workflow automation (e.g., Power Automate) tools.

• Expertise in creating clear and effective dashboards using tools such as Snowflake, Power BI and

Tableau to support business reporting and decision-making.

• Collaborate with internal and external stakeholders to understand their technological needs;

assess current tools and systems, propose innovative solutions, oversee data and system

integration, monitor implementation progress, and perform quality control checks.

• Coordinate with enterprise IT, information security, data governance, and vendor management

teams to ensure technological solutions comply with corporate standards.

• Ensure seamless integration with existing systems and databases via APIs and custom scripts.

• Lead the design and deployment of AI tools in Compliance workflow and processes.

• Develop and refine Policy Review GPT workflows, leveraging LLMs to assist in policy analysis,

comparison, and gap identification.

• Collaborate with functional Compliance teams to identify additional AI use cases and facilitate

and help execute those opportunities.

• Serve as a liaison between Compliance and Technology teams to ensure technical solutions meet

compliance needs.

• Support the adoption of GenAI capabilities across Compliance by coordinating pilots, gathering

feedback, and refining implementation.

• Ensure GenAI tools are developed and used in line with regulatory expectations, data governance

policies, and internal control frameworks.

• Monitor risks associated with AI-enabled workflows and partner with Risk and Legal teams to

address emerging concerns.

QUALIFICATIONS

• 8-10 years of experience in Compliance, Risk Management, Technology, or a related field.

• Familiarity with AI tools (generative and agentic AI) and experience integrating these into

business processes.

• Ability to bridge functional and technical teams to execute complex cross-disciplinary initiatives.

• Excellent communication and documentation skills; able to translate regulatory requirements

into technical features and vice versa.

• Experience with AI model evaluation, prompt engineering, or workflow automation tools.

• Exposure to Agile/iterative development practices and collaborative tooling (e.g., JIRA,

Confluence, GitHub).