Fin Crime Compliance (TM) - Senior

• AML transaction monitoring
• SAR drafting
• Fraud Investigation
• Crypto investigation
• Customer screening
• Payment screening filtering for Sanctions, PEPs and adverse media
• KYC Remediation
• Compliance testing and FATCA
• Financial crime risk assessment reviews

• Devising process documentation and translating complex processes into easy-to-follow instructions
• Lead or assist in training programs to raise awareness and improve AML compliance within the organization
• Assist in the enhancement of AML processes and systems to improve efficiency and effectiveness.
• Day-to-day coordination of project and related activities driven by the compliance function
• Subject matter knowledge to address the process concerns, floor queries and coach & mentor AML analysts
• Preparing MIS for senior management and providing advisory support to business units Build professional relationships within the firm as we'll as with the clients and must participate in business development activities
• Seek to understand the overall process and objective of the project
• Demonstrate integrity, respect and be able to work independently or collaboratively with teams as may be required
• Coordinating efforts with internal stakeholders as appropriate
• Demonstrate an application & solution-based approach to problem solving
• Take ownership and initiatives to help improve the status quo
• Multi-task, learn on the job and work under pressure to meet strict deadlines in a fast-paced environment

• Experience in the design, development, and implementation of internal controls for financial services business processes
• Anticipate and identify engagement related risks and escalate issues as appropriate
• Exhibit analytical skills and attention to detail while maintaining a holistic view and logical thinking
• Actively establish client (process owner/functional heads) and internal relationships
• Professional certification such as CAMS, CFE, ICA, which is considered advantageous

• Bachelors /masters degree in finance, accounting, economics, law, or a related field
• 4-8 years of experience in Financial Crime Risk Management supporting banking and financial services industry in managing their BSA/CTF regulatory compliance operation
• Demonstrated experience in a consulting role or within a large corporate environment, with a strong understanding of global Financial Crime Compliance practices in the financial services industry
• Good understanding of SAR drafting and AML regulatory reporting
• Strong analytical skills and the ability to interpret complex financial data
• Good understanding of the banking industry, its products, and services
• Experience analysing financial/bank statements
• Experience in interpreting policy documents
• Willingness to work from office all 5 days a week
• Willingness to work on Indian Holidays as per client requirement
• Willingness to work in shifts, if required
• Willingness to travel, within the country and internationally as required
• Proficiency in transaction monitoring systems and other relevant technologies

• Customer transactions Oversee transactions, including transfers, deposits, and withdrawals, to identify suspicious activity
• Customer Information Review Assess historical and current customer data and interactions to detect potential financial crime risks
• Suspicious Activity Reporting (SARs) Investigate and report suspicious activity, including Anti-Money Laundering (AML) concerns, for assigned business units

In-depth understanding of Transaction monitoring and risks in each Segment

• Wealth Management Risk

  • Monitor client transactions specific to wealth management services to identify unusual or suspicious patterns that may indicate financial crime.

• Commercial Banking Transactions

  • Monitor and analyze a high volume of commercial banking transactions to detect unusual patterns that could suggest illicit activities.
  • Stay up to date with Anti-Money Laundering (AML) regulatory standards and compliance obligations, while also being we'll-versed in the diverse array of products and services offered in commercial banking.

• Corporate Transaction Monitoring

  • Maintain a thorough understanding of AML regulations, as we'll as knowledge of the corporate banking products and services offered by the institution.
  • Review and analysis of corporate client transactions using automated systems to detect patterns of unusual or suspicious activity

• Correspondent Banking Risk Detection

  • Collaborate with correspondent banks to obtain information and clarify transaction details as part of the investigation process
  • Monitor and analyses transactions processed through correspondent banking channels to identify unusual patterns or activities indicative of money laundering or other financial crimes

• Good English communication skills - written as we'll as verbal
• Possess energy, enthusiasm, and the courage to lead
• Strong presentation skills and proficiency in the use of PowerPoint, Word and Excel
• Ability to manage multiple competing priorities and consistently deliver results within strict deadlines
• Strong organizational and time management skills
• Effective project management and teamwork skills, and the ability to work under pressure

• Continuous learning Youll develop the mindset and skills to navigate whatever comes next
• Success as defined by you we'll provide the tools and flexibility, so you can make a meaningful impact, your way
• Transformative leadership we'll give you the insights, coaching and confidence to be the leader the world needs
• Diverse and inclusive culture Youll be embraced for who you are and empowered to use your voice to help others find theirs