Executive/Sr. Executive Corporate Compliance Operations

Role Overview: As an Executive/Senior Executive in Corporate Compliance Operations, you will be responsible for ensuring regulatory compliance and maintaining operational efficiency within the organization. Your role will involve tracking and updating various Regulatory Portals such as SCORES, ODR, and SEBI Intermediary Portal. You will also monitor aspects related to Ratings Compliance Operations, including Business Advisories, Conflict Checks, and other related operations like Personal Trading Policy and Legatrix Operations. Additionally, you will provide support for any other regulatory requirements, regulatory inspections, and related compliance operations. Key Responsibilities: - Track and update various Regulatory Portals such as SCORES, ODR, and SEBI Intermediary Portal - Monitor aspects related to Ratings Compliance Operations - Handle tasks including Business Advisories, Conflict Checks, Personal Trading Policy, and Legatrix Operations - Provide support for regulatory requirements, inspections, and compliance operations Qualifications Required: - Postgraduate qualification, preferably MBA or equivalent - 2-4 years of experience in financial services or institutions - Basic understanding of Corporate Compliance policies and monitoring policy requirements - Ability to manage queries from employees and relevant stakeholders - Strong communication skills - Proficiency in MS Office (Note: No additional details of the company were provided in the job description.),