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2.0 - 6.0 years

0 Lacs

maharashtra

On-site

Role Overview: As an Executive/Senior Executive in Corporate Compliance Operations, you will be responsible for ensuring regulatory compliance and maintaining operational efficiency within the organization. Your role will involve tracking and updating various Regulatory Portals such as SCORES, ODR, and SEBI Intermediary Portal. You will also monitor aspects related to Ratings Compliance Operations, including Business Advisories, Conflict Checks, and other related operations like Personal Trading Policy and Legatrix Operations. Additionally, you will provide support for any other regulatory requirements, regulatory inspections, and related compliance operations. Key Responsibilities: - Track ...

Posted 1 month ago

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