Electronic Communications Surveillance Specialist

As an E-Communication surveillance personnel at Compliance Conduct and Operational Risk division, your role involves identifying potential instances of market abuse, such as insider trading and market manipulation, using well-known surveillance systems. You will be conducting surveillance of activities in Firm and Employee accounts to ensure compliance with policies. The E-Communication surveillance team plays a crucial role in looking into risks across markets using the established surveillance program to safeguard the firm against reputational and financial risks while adhering to internal policies and regulatory requirements. Key Responsibilities: - Review applicable communications surveillance alerts and communications subject to first-level review to identify unusual activity and potential compliance issues. - Collaborate with business and compliance stakeholders to spot potential market misconduct and escalate compliance issues. - Conduct alert-based reviews for potential violations of laws, rules, and regulations. - Handle multiple reports, engage in result-oriented tasks in a fast-paced environment, and contribute towards identifying areas for process improvement. - Identify key issues, risks, trends, observations, and highlight them to management and key stakeholders. - Demonstrate proactive behavior, take ownership, and be accountable in following through on existing issues and cases. Required Qualifications: - Qualified graduate with a minimum of 4 years of relevant experience in E-Communication/trade surveillance process. - Product experience with financial products (including equities, futures, and fixed income) and/or information barriers/asset management. - Understanding of markets, potential market manipulative behavior, and a demonstrated ability to conduct reviews related to regional rules, regulations, and policies. - Experience with Smarsh Connected Archive, NICE VOISS, or similar surveillance systems is a plus.,