Controls Manager Associate

Job responsibilities

• Develop and Manage if Control Issues and Action Plans.
• Partner with Operations, Technology, Compliance and other areas for delivery of Issue and Action plan within timelines.
• Facilitate the identification and assessment of compliance and operational risks, applying your knowledge of AML KYC and associated risks.
• Develop and implement effective control strategies to mitigate identified risks, utilizing your skills in process improvement and project management.
• Collaborate with business executives to promote early compliance and operational risk identification, utilizing your skills in internal stakeholder management and conflict management.
• Present findings and recommendations to senior management and stakeholders, applying your presentation skills and listening & questioning abilities.
• Drive continuous improvement in risk management practices.

Required qualifications, capabilities, and skills

• Demonstrated ability in control management, with a focus on identifying and assessing compliance and operational risks, showcasing skills equivalent to 3 or more years of proven experience in developing effective control strategies.
• Experience in monitoring and assessing risk and control environments, with advanced analytical, technical, and problem-solving skills.
• Strong skills in collaborating with business executives and managing conflicts, along with strong internal stakeholder management and conflict management skills.
• Proficiency in creating and delivering impactful presentations and in process improvement and project management.
• Ability to effectively manage conflicts and collaborate with stakeholders to drive compliance initiatives and ensure alignment with industry standards.

Preferred qualifications, capabilities, and skills

• Strong digital literacy for the effective use of digital tools and platforms in control frameworks.
• Capability to apply AI/ML concepts to support risk management applications and enhance decision-making processes.
• Developing skills in automation to improve control operations and boost efficiency.
• Emerging ability to influence stakeholders and fostering collaboration with teams.
• Proficiency in quantitative reporting to inform risk assessment and effectively present findings.