Compliance Training and Reporting Analyst

2 - 4 years

6 - 8 Lacs

Posted:1 day ago| Platform: Naukri logo

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Job Type

Full Time

Job Description

You will be a junior member of the Compliance team who, along with another colleague, will be responsible for the administration of this Company's employee compliance records. As a large firm with regulatory obligations internationally this is a key role to ensure that staff at this company are fully aware of their responsibilities, and that the company can evidence that its staff are compliant.

They are rolling out a new compliance and training platform, and need a reliable, conscientious and detail orientated individual to ensure that all training, reporting and attestations are completed.

Whats in it for you

  • Grounding in the core Corporate Compliance responsibilities that most firms are subject to.
  • Exposure to the broader Compliance function.
  • Experience in a global financial institution

Responsibilities :

  • Assisting with the set up of the new compliance and training platforms
  • Rolling out training and attestations as required
  • Monitoring for completion of set tasks and chasing when incomplete
  • Reviewing notifications (conflicts, and gifts and entertainment)
  • Producing management information
  • Maintaining and reviewing staff eligibility for training
  • Ad-hoc compliance monitoring tasks using the training or compliance platform, as needed.

Experience / Qualifications :

  • Good communication skills
  • Ability to organise and manipulate large amounts of data
  • Previous experience in a similar role useful but not essential
  • Proficiency in google suite apps such as google sheets and gmail beneficial

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