Compliance Officer

Job Title: Compliance OfficerLocation: BangaloreExperience: 2-4 yearsQualification: Bachelor's or Master's in Law, Commerce, or Finance preferred; CS, CA (Inter), or NISM certifications preferredWork Schedule: Not specifiedWe're hiring a

Compliance Officer

for MintCap, a fintech company revolutionizing finance for traders with an AI and data-driven platform. Our team is composed of seasoned leaders with experience scaling tech businesses from diverse industries. We're looking for a detail-oriented and experienced

Compliance Manager

or

Compliance Analyst

to ensure full compliance with regulatory requirements.As the Compliance Officer, your responsibilities would be:- Working with the social media and marketing team to review advertisements and content for regulatory compliance.- Monitoring and reporting suspicious transactions under Anti-Money Laundering (AML) guidelines.- Ensuring day-to-day compliance with SEBI,exchange, and depository guidelines for stockbrokers and depository participants.- Handling internal and external audits and regulatory inspections.- Conducting surveillance monitoring and reporting.- Filing periodic reports with regulatory authorities in a timely and accurate manner.Requirements

Experience:

2-4 years of experience working independently in a compliance function at a stockbroking or financial services firm. Prior experience with fintech, new-age stockbrokers, or discount brokers is a plus.