Compliance Officer - Gift City

Job Summary / Job Purpose-:

• Monitor and ensure all activities are in compliance with the internal policies and procedures of the Group and IFSCA guidelines.

Major Accountabilities / Principal Responsibilities: -

• Responsible for maintaining a strong Compliance culture, interact with regulators/supervisors directly and act as SPOC for regulators.
• Monitor and disseminate various regulatory and internal guidelines / updates to various stake holders for necessary action.
• Ensure tracking, monitoring and submission of various returns and ad-hoc requests from the Regulator.
• Implement policies and regulations with respect to Anti Money Laundering / Combatting Terrorist Financing and Sanctions
• Support and guide business, product and functional teams for new product launches, risk assessment, interpretation etc.
• Participate in various meetings convened by GIFT, RBI and IFSCA.
• Responsible for compliance governance and ensuring adherence to companys Compliance Policies /Standards /Procedures.
• Supporting Board, general and other committee meetings.
• Drafting of minutes of Board, general and other committee meetings and follow up actions thereof.
• Providing input in drafting internal policies such as KYC AML Policy, ESG Policy, Insider Trading Policy etc.
• Monitor, communicate and coordinate applicable Laws, Rules and Regulations issued by the IFSCA from time to time.
• Provide relevant and timely compliance advisory
• Support first line of defense across all business lines in GIFT city branch by advising them with prompt and balanced solutions while ensuring that key compliance risks and regulatory requirements are duly addressed.
• Escalate critical compliance matters to the senior management, under guidance from local/ regional/global compliance management.
• Ensure timely submission of all the applicable reports as specified by respective agencies
• Supporting to the custody and fund accounting operations as per business requirement

Required

Profile required

Academic Background (degree and major) - post-graduation preferably in CS, CA, MBA Finance , qualification in LAW

Relevant Working Experience in number of years - 3-5 years . Exposure in Fund accounting and/or custody operations will be an advantage

Skills & Competencies required - :

• Effective communication skills - both written and verbal
• Sound knowledge of regulations
• Strong risk mindset with impeccable ethics
• Sound knowledge of banking
• Ability to work multi-cultural and multi-dimensional environment
• Ability to be hands-on.
• Embodiment of all SG core values (Client Centricity, Responsibility, Commitment, Team Spirit, Innovation)

Language Skills - English, Hindi, Gujarati (preferable)

Computer Skills - MS Office