Compliance Manager

The Compliance Department in Vadodara is seeking a candidate with a Master's degree in Law, Business, Finance, or a related field, along with a minimum of 5 years of experience in compliance roles. As a Compliance Officer, your responsibilities will include staying updated on changes in laws, regulations, and industry standards. You will be tasked with designing and implementing policies and procedures to ensure compliance with regulatory requirements, conducting risk assessments to identify and evaluate compliance risks, and developing strategies to mitigate non-compliance risks effectively. In addition, you will establish monitoring and testing checklists to assess compliance across all departments, conduct periodic compliance audits, and investigations as necessary. You will be responsible for preparing and submitting compliance reports to senior management and regulatory authorities, as well as communicating compliance issues and recommendations to the executive team and relevant stakeholders. Collaboration with other departments such as Legal, Risk Management, and Internal Audit is essential to ensure a coordinated approach to compliance. You will also serve as a liaison between the company and regulatory agencies or auditors. Furthermore, you will develop and implement procedures for handling compliance violations and incidents, overseeing investigations, and resolutions of compliance-related matters. Regularly reviewing the compliance calendar and addressing customer grievances will also be part of your role. If you have a keen eye for detail, a strong understanding of regulatory requirements, and excellent communication and analytical skills, we encourage you to apply for this challenging and rewarding position in our Compliance Department.,