Jobs

Tools

Upskill and Grow with AI

Mock Interview Practice interviews in realistic simulations

Coding Practice Improve your coding skills with challenges

Certification Earn certifications to validate your skills

AI Learning Get trained with AI expert sessions

Career Guru AI insights for smarter career decisions

Career Tools and Resources

Resume Builder Build Professional Resume with Ease

ATS Friendliness Check Check Resume Friendliness for Applicant Tracking Systems

Auto Apply Apply to hundreds of jobs on any platform effortlessly

Interview Questions Streamline interviews with ready-to-use questions

Salaries Discover market-driven salary insights across skillsets and geographies

Companies Explore leading companies actively hiring talent
For Employers

Home

Jobs

Companies

Resume

Home
>
Jobs in Mumbai
>
Wahed
>
Compliance Executive

Compliance Executive

Wahed

2 - 5 years

4 - 8 Lacs

Mumbai

Posted:3 hours ago| Platform:

Apply

Skills Required

SEBI Compliance AML risk control drafting Regulatory Compliance

Work Mode

Work from Office

Job Type

Full Time

Job Description

We are seeking Compliance Executive to support the compliance and governance framework of a SEBI-registered Investment Adviser operating via a digital/fintech platform. This role will ensure regulatory adherence, risk control, and ethical delivery of automated or advisor-assisted investment advisory services, in line with SEBI norms and fintech best practices. Ensure compliance with SEB. Implement and monitor compliance checks. Assist in drafting and maintaining Compliance Manuals and Policies. Assist in preparing for and responding to SEBI inspections and internal audits. Working knowledge of the SEBI IA Regulations, SEBI LODR, AML guidelines, and SEBI circulars applicable to RIA's

More Jobs at Wahed

Compliance Executive

Mumbai

2 - 4 yrs

INR 8 - 10 Lacs

Operations Analyst

Mumbai

1.0 - 4.0 yrs

INR 5 - 7 Lacs

Risk and Compliance Analyst

Mumbai

2.0 - 4.0 yrs

INR 8 - 10 Lacs

Senior Accountant

Mumbai

4.0 - 6.0 yrs

INR 8 - 10 Lacs

Compliance Executive

Mumbai

1.0 - 5.0 yrs

INR 2 - 5 Lacs

Mock Interview

Practice Video Interview with JobPe AI

Start Sebi Compliance Interview Now

My Connections Wahed

Download Chrome Extension (See your connection in the Wahed )

Download Now

Wahed

5 Jobs

Login to

Please Verify Your Phone or Email

Confirm Action

Search

Profile

Bookmarks

Compliance Executive

Experience & Salary

Skills Required

Work Mode

Job Type

Job Description

More Jobs at Wahed

Mock Interview

Download Chrome Extension (See your connection in the Wahed )

RecommendedJobs for You

Compliance Executive

Compliance Executive

Compliance Executive

Compliance Executive

Compliance Executive

Compliance Executive

Compliance Executive

Compliance Executive

Compliance Executive

Compliance Executive

Login to

Please Verify Your Phone or Email

Confirm Action

Contact Us

Search

Profile

Bookmarks

Personal Settings

Compliance Executive

Experience & Salary

Skills Required

Work Mode

Job Type

Job Description

More Jobs at Wahed