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Goldman Sachs
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Compliance-Bengaluru-Analyst-Business Unit Compliance

Compliance-Bengaluru-Analyst-Business Unit Compliance

Goldman Sachs

5 - 10 years

7 - 12 Lacs

bengaluru

Posted:None| Platform:

Apply

Skills Required

manager internal audit usage risk assessment analytical wellness html investment banking investment management risk management financial services

Work Mode

Work from Office

Job Type

Full Time

Job Description

KEY RESPONSIBILITIES

o Provide day-to-day line Compliance coverage for the Global Banking & Markets-Public teams in Bengaluru and Hyderabad.

o Advise on how to conduct the firm s business in a manner that complies with the vast array of rules, regulations and regulatory expectations

o Assess new business initiatives and coordinate with interested stakeholders to support the firm s overall governance framework

o Represent Compliance in broad-based cross-divisional projects supporting regulatory requirements

o Develop, draft and maintain Compliance policies and procedures outlining firm requirements, regulations and best practices

o Create and implement Compliance training programs for Equities professionals

o Evaluate compliance risks and assist in developing compliance action plans through the firm s Compliance Risk Assessment

o Coordinate issues, findings and practices with colleagues across regions and/ or divisions

o Management Reporting

QUALIFICATIONS & SKILL SETS

o Bachelor s Degree o 5+ years experience in Compliance, Legal, Regulatory in Financial Services, of which at least 2 years relevant experience in Advisory role

o Working knowledge of securities markets, businesses, products and exchange rules and regulations.

o Good interpersonal skills and excellent written/ oral communication skills.

o Inquisitive and proactive in identifying risks and proposing solutions.

o Ability to work with a variety of senior and junior people and build smooth working relationships. o Highest attention to detail.

o Ability to work independently - one who can prioritize deliverables in a fast moving, high pressure, constantly changing environment.

o Strong organizational skills and ability to manage multiple assignments concurrently.

o Entrepreneurial inclination - ability to work alone and act as project manager.

o Strong analytical and problem-solving skills with the ability to exercise sound and balanced judgment.

o Proficiency in usage of Alteryx/ Tableau/ Excel and other data analytics/ visualization tools.

o Build consensus across teams; think and implement stable and scalable solutions.

o Strive for personal and collaborative excellence.

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Goldman Sachs

Financial Services

New York

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