Audit Executive

As an Auditor at Shah Kapadia and Associates, you will have the opportunity to review and understand the audit requirements for Authorized Persons (APs) in accordance with SEBI and stock exchange regulations. Your responsibilities will include planning the audit route, finalizing arrangements for outstation routes, and developing a structured audit plan that prioritizes key compliance areas. You will be coordinating with the Authorized Person for scheduled audits and conducting examinations to ensure adherence to regulatory guidelines. Key Responsibilities: - Review and understand the audit requirements for Authorized Persons (APs) in accordance with SEBI and stock exchange regulations. - Plan the audit route and finalize arrangements of outstation routes. - Develop a structured audit plan, prioritizing key compliance areas. Coordinate with the Authorized Person for scheduled audits. - Conduct examination of scheduled APs to ensure adherence to regulatory guidelines. - Identify non-compliance issues and recommend corrective actions. Ensure proper documentation of the audit executed. Qualifications Required: - Bachelor's degree in Accounting, Finance, or related field. - Professional certification such as CA, CPA, or equivalent. - Strong knowledge of SEBI and stock exchange regulations. - Prior experience in auditing and assurance services is preferred. Please note that this role involves traveling outside Maharashtra for two weeks each month. All expenses associated with the travel will be borne by the company. Shah Kapadia and Associates is a multi-disciplinary firm specializing in providing a wide spectrum of professional services to leading domestic and multinational companies across all sectors. We offer technology-driven, customized audit and assurance services, supported by our deep understanding of our clients" businesses.,