Audit Executive Fresher Job

Job Description

About the job: Role: Authorized person audit Individuals are responsible for conducting audits of Authorized Persons (AP) of stockbrokers. Meaning of AP: It is an individual or entity appointed by a registered stockbroker to facilitate trading and related activities on their behalf. They act as an intermediary between the stockbroker and clients. Key responsibilities: 1. Review and understand the audit requirements for Authorized Persons (APs) in accordance with SEBI and stock exchange regulations. 2. Plan the audit route and finalize arrangements of outstation routes 3. Develop a structured audit plan, prioritizing key compliance areas. Coordinate with the Authorized Person for scheduled audits 4. Conduct examination of scheduled AP's whether they are adhering to regulatory guidelines. 5. Identify non-compliance issues and recommend corrective actions. 6. Ensure proper documentation of the audit executed. The role involves traveling outside Maharashtra for two weeks each month. All expenses associated with it, will be borne by the company. Who can apply: Only those candidates can apply who: are from Mumbai only Salary: ₹ 2,00,000 - 2,02,000 /year Experience: 0 year(s) Deadline: 2025-06-13 23:59:59 Other perks: 5 days a week, Health Insurance Skills required: Tally, MS-Excel and Effective Communication Other Requirements: 1. Graduate (Those who are interested to do career in finance industry). 2. Good communication skills. 3. MS- Excel About Company: Shah Kapadia & Associates (SKA) is a pioneer in the field of the securities market for Audit & assurance, SEBI compliance assistance, Process review, Risk management, etc. SKA has successfully managed to serve more than 100+ SEBI intermediaries with the strong support of our 300+ employees PAN India level. With continuous efforts and dedication, Shah Kapadia & Associates has embarked itself among the top 3 CA firms in the Capital market.