6 Aml Monitoring Jobs

In this role, you will: Supervise entry to mid level roles in transactional or tactical less complex tasks and processes to ensure timely completion, quality and compliance Manage the implementation of procedures, controls, analytics and trend analysis to ensure identification, prevention execution, detection, investigation, recovery, government and internal reporting of financial crime activity Maintain awareness of financial crimes activity companywide and ensure all issues are proactively addressed, and escalated where necessary Ensure compliance with regulatory requirements such as Bank Secrecy Act, USA PATRIOT Act, and FATCA Identify opportunities for process improvement and risk control development in less complex functions Manage a risk based financial crimes program or functional area with low to moderate risk and complexity Lead implementation of multiple complex initiatives with low to moderate risk Make supervisory and tactical decisions and resolve issues related to team supervision, work allocation and daily operations under direction of functional area management Leverage interpretation of policies, procedures, and compliance requirements Collaborate and consult with peers, colleagues and managers Ensure coordination with team, line of business, other business units, Audit, and regulators on risk related topics Manage allocation of people and financial resources for Financial Crimes Mentor and guide talent development of direct reports and assist in hiring talent Required Qualifications: 2+ years of Financial Crimes, Operational Risk, Fraud, Sanctions, Anti-Bribery, Corruption experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education 1+ years of Leadership experience Desired Qualifications: Hands on experience as a people manager in financial institution managing team of fin crime data quality , model development as well as financial reporting analysts Experience with managing procedures and controls for teams that support data analytics, data platforms, and reporting Demonstrated experience working in Anti-Money Laundering (AML) programs and/or data platform management for large financial institutions Experience mentoring and guiding guide talent development of direct reports and assist in hiring talent Hands on experience with handling BSA/AML/OFAC laws and regulation specific and financial crimes /regulatory/fraud specific data Knowledge of fin crime data quality activities and controls required for large financial institutions. Demonstrated experience with report and dashboard creations using large data sets, including non-standard data is desired but not mandatory Team handling experience for UAT/regression testing on data outputs involving complex data mapping designs Hands on experience as a people manager leading a team of 15 + data analysts who are responsible for conducting data quality analysis to support financial crime data modelling Prior Experience enhancing AML Monitoring Models and Systems including Oracle/Actimize using tools like Advance SQL/SAS/Python Manage team of technical analysts working on AML technology leveraging SAS/SQL/Python/Teradata and technical data validation tools and relevant AML technologies including Norkom, Actimize, Oracle FCCM etc.to support technical project deliveries Support AML technology initiatives during new AML product implementation as well as during technology migrations for Transactions Monitoring and Fraud Detection Handle large technology transformation programs with phased delivery of technical deliverables /features of a Transactions Monitoring and Fraud Detection system and associated data validations/transformation logics as well as MIS reporting using Power BI/Tableau Manage team to deliver AML/BSA technology project deliveries including AML model developments, Transactions Monitoring Model validations and enhancements, Critical Data Elements identification, Data quality/data validation, Threshold testing , MIS Reporting using Tableau/Power BI as well as AI/ML based AML technology developments and testing Manage the implementation of procedures, controls, analytics and trend analysis to ensure identification, prevention execution, detection, investigation, recovery, government and internal reporting of financial crime activity Maintain awareness of financial crimes activity companywide and ensure all issues are proactively addressed, and escalated where necessary Ensure compliance with regulatory requirements such as Bank Secrecy Act, USA PATRIOT Act, and FATCA

About this role: Wells Fargo is seeking a Financial Crimes Associate Manager In this role, you will: Supervise entry to mid level roles in transactional or tactical less complex tasks and processes to ensure timely completion, quality and compliance Manage the implementation of procedures, controls, analytics and trend analysis to ensure identification, prevention execution, detection, investigation, recovery, government and internal reporting of financial crime activity Maintain awareness of financial crimes activity companywide and ensure all issues are proactively addressed, and escalated where necessary Ensure compliance with regulatory requirements such as Bank Secrecy Act, USA PATRIOT Act, and FATCA Identify opportunities for process improvement and risk control development in less complex functions Manage a risk based financial crimes program or functional area with low to moderate risk and complexity Lead implementation of multiple complex initiatives with low to moderate risk Make supervisory and tactical decisions and resolve issues related to team supervision, work allocation and daily operations under direction of functional area management Leverage interpretation of policies, procedures, and compliance requirements Collaborate and consult with peers, colleagues and managers Ensure coordination with team, line of business, other business units, Audit, and regulators on risk related topics Manage allocation of people and financial resources for Financial Crimes Mentor and guide talent development of direct reports and assist in hiring talent Required Qualifications: 2+ years of Financial Crimes, Operational Risk, Fraud, Sanctions, Anti-Bribery, Corruption experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education 1+ years of Leadership experience Desired Qualifications: Hands on experience as a people manager in financial institution managing team of fin crime data quality , model development as well as financial reporting analysts Experience with managing procedures and controls for teams that support data analytics, data platforms, and reporting Demonstrated experience working in Anti-Money Laundering (AML) programs and/or data platform management for large financial institutions Experience mentoring and guiding guide talent development of direct reports and assist in hiring talent Hands on experience with handling BSA/AML/OFAC laws and regulation specific and financial crimes regulatory/fraud specific data Knowledge of fin crime data quality activities and controls required for large financial institutions. Demonstrated experience with report and dashboard creations using large data sets, including non-standard data is desired but not mandatory Team handling experience for UAT/regression testing on data outputs involving complex data mapping designs Hands on experience as a people manager leading a team of 15 + data analysts who are responsible for conducting data quality analysis to support financial crime data modelling Prior Experience enhancing AML Monitoring Models and Systems including Oracle/Actimize using tools like Advance SQL/SAS/Python

Role Description The Transaction Monitoring Investigations Senior Analyst primary responsibility will be to support handling of alerts and cases while assisting with other Anti Financial crime investigation related duties as required. You will be expected to support AML projects as assigned and assist the Team manager as required. The candidate is expected to be equipped with good knowledge in AML/CTF principles and investigative processes. Your key responsibilities Depending on the experience of the candidate, some or all the following responsibilities will be assigned: Review and investigate Transaction monitoring Alerts and Cases of assigned businesses or jurisdictions ensuring investigations are accomplished to the Banks documented procedure standards to address any potential ML/TF risks. Raise escalations as appropriate to the next level in the event potentially suspicious transactions/ behavior cannot be mitigated. Meet all assigned individual and team KPI deliveries on productivity, quality, process all alerts and cases within the mandated timeframe. Accountable to ensure the proper audit trail is complete for all alerts/cases. Prepare the required management information reporting data for local, regional or global submission as applicable. Support transaction monitoring related initiatives and project work, or any ad hoc projects by providing SME inputs and performing user-acceptance tests (UAT) as assigned. Ensure prompt escalation of issues to the Team Manager as appropriate. Your skills and experience 1-3 years of relevant experience in AML role. A Bachelors degree or equivalent. A background in AML/CTF Investigations or Financial Crime related Investigations. Experience in working on Transaction monitoring and case management systems. Problem solving and analytical skills with an investigative mindset. Attention to detail, strong writing skills. The ability to work under pressure and within tight deadlines with no loss of accuracy. Good communication skills. Team player - The ability to work well within a team. Relevant AML or related certifications (CAMS, ICA Diploma etc.) is an asset. Previous law enforcement experiences will be an asset.

The Transaction Monitoring Investigations Senior Analyst primary responsibility will be to support handling of alerts and cases while assisting with other Anti Financial crime investigation related duties as required. Candidate/applicants will be expected to support AML projects as assigned and assist the Team manager as required. The candidate is expected to be equipped with good knowledge in AML/CTF principles and investigative processes. Your key responsibilities Depending on the experience of the candidate, some or all the following responsibilities will be assigned: Review and investigate Transaction monitoring Alerts and Cases of assigned businesses or jurisdictions ensuring investigations are accomplished to the Banks documented procedure standards to address any potential ML/TF risks. Raise escalations as appropriate to the next level in the event potentially suspicious transactions/ behavior cannot be mitigated. Meet all assigned individual and team KPI deliveries on productivity, quality, process all alerts and cases within the mandated timeframe. Accountable to ensure the proper audit trail is complete for all alerts/cases. Prepare the required management information reporting data for local, regional or global submission as applicable. Support transaction monitoring related initiatives and project work, or any ad hoc projects by providing SME inputs and performing user-acceptance tests (UAT) as assigned. Ensure prompt escalation of issues to the Team Manager as appropriate. Your skills and experience 1-3 years of relevant experience in AML role. A Bachelors degree or equivalent. A background in AML/CTF Investigations or Financial Crime related Investigations. Experience in working on Transaction monitoring and case management systems. Problem solving and analytical skills with an investigative mindset. Attention to detail, strong writing skills. The ability to work under pressure and within tight deadlines with no loss of accuracy. Good communication skills. Team player - The ability to work well within a team. Relevant AML or related certifications (CAMS, ICA Diploma etc.) is an asset. Previous law enforcement experiences will be an asset.

Role Description The position is located in Mumbai and report to the Head of Transaction monitoring, India and head of Transaction Monitoring Investigations or his delegate in the region and undertaking transaction reviews to identify suspicious transactions and preparation of report thereof. Your key responsibilities Depending on the experience of the candidate, some or all of the following responsibilities will be assigned: Perform AML monitoring of assigned businesses or jurisdictions. Perform or support autonomous reviews and investigations. Coordinate and/or prepare the required management information reporting data for local, regional or global submission as applicable. Involvement in FCI-related technical and project work and user-acceptance tests. Provide input on key initiatives and other ad hoc projects as needed. Resolving AML/CTF Investigations before these issues have a negative impact on the banks financial position, reputation or become a regulatory issue. Review and analyze daily AML/CTF Cases to ensure that investigations are accomplished to address transactions that contravene the banks or regulatory policy. Ensure these occurrences are documented in the case for regulatory/audit level reviews. Investigate cases and associated transactions and identify potential areas of risk (financial, reputational, and regulatory) within the transactions and associated client relationship review. Investigate cases utilizing knowledge of money laundering, financing of terrorism and related issues, seeking guidance and assistance when required from the Team Manager and other colleagues. Internet and external database searches to ensure no adverse information (RAI) is noted on the client/parties Handle complex and confidential cases with little or no guidance Accountable to ensure the audit trail is complete for all Cases. Identify suspicious transactions/ behavior and report to the principal officer. Ensure all alerts and cases are completed within the mandated timeframe Identify current transaction typologies and keep abreast of emerging ones and apply said typologies to the working of the cases Provide support and assistance to the AML/CTF Manager with respect to the requirement that the internal systems parameters are reviewed at least annually Escalate data quality and system issues to the AML/CTF Manager Your skills and experience 2 to 5 years of experience in AML role A background in a Financial Investigation Unit or Financial Crime Investigations with broad knowledge of AML or other investigations Familiarity with diverse banking products across business lines and experience in working on AML monitoring and case management systems. Demonstrated problem-solving and analytical skills Attention to detail and efficient Be a subject matter expert in AML/CTF typologies/trends Ability to Review Evidential Case Files using knowledge of Legislation Strong analytical skills with an investigative mindset Strong attention to detail The ability to work under pressure and within tight deadlines with no loss of accuracy An understanding of the legal and compliance issues of complex banking organizations Strong verbal and written communication skills Team player - The ability to work well within a team Relevant AML or related certifications (CAMS, ICA Diploma etc.) Relevant tertiary qualifications Previous law enforcement experience an asset Previous experience in investigations

Job Description: Job Title- Transaction Monitoring Investigations Officer - AVP Location- Mumbai, India Role Description The Transaction Monitoring Investigator (AVP)s primary responsibility will be to support and manage handling of alerts and cases and conducting AML investigations, while assisting with other Anti Financial crime investigation related duties as required. Candidate/Applicants will be expected to support AML projects as assigned and be accountable for delivery. The candidate is expected to be equipped with sound product knowledge and bring strong expertise in AML/CTF investigative processes and effective alert and case handling procedures. Your key responsibilities Be responsible and accountable for the execution of AML Transaction Monitoring Investigations for the assigned businesses and jurisdiction. Perform, support or manage autonomous reviews and investigations. Ensure the quality of transaction monitoring alert handling and processes in the assigned businesses and jurisdiction. Coordinate and/or prepare the required management information reporting data for local, regional or global submission as applicable. Coordinate and work with AFC staff and teams in the home and Region to ensure consistency in standards and policy implementation. Lead, provide active involvement in technical and project work and user-acceptance tests where required. Support, provide input on key initiatives and other ad hoc projects as needed. Support all internal and external audit/regulatory inspections. Promptly escalate issues to the Manager and senior management, governance forums as required. Your skills and experience 5- 9 years of experience in AML role Sound technical AML, KYC and Investigations knowledge and skills, with demonstrable hands-on experience A background in Anti-Financial Crime with broad knowledge of AML or other investigations Familiarity with diverse banking products across business lines and experience in working on AML monitoring and case management systems. Strong project management skills. Previous leadership, team lead experience a plus. Demonstrated problem-solving and analytical skills Strong attention to detail and efficient Strong communicator and excellent interpersonal skills The ability to work under pressure and within tight deadlines. Relevant AML or related certifications (CAMS, ICA Diploma etc.)