Trade Surveillance Operations Analyst

Do you have a passion for financial markets and a knack for handling and interpreting large data sets Are you an analytical individual who enjoys investigating financial transactions, understanding trading strategies, and making sense of unusual trading activity Can you think independently and confidently express your opinions and ideas If so, we are looking for a Senior Trade Surveillance Analyst with experience in the following: - Performing manual market conduct surveillance activities across Investment Bank and Wealth Management division. - Performing QA for manual & automated controls related to market conduct taxonomy. - Engaging with business stakeholders on market conduct-related escalations and other matters. - Driving continuous process improvements and contributing to strategic projects and automation/optimization initiatives. As a member of the Market Conduct Surveillance operations Team at UBS, you will have the opportunity to: - Learn about UBS and its clients" trading strategies and profiles. - Understand the regulatory framework of the exchanges and markets you will "own". - Investigate events flagged by our surveillance systems. - Get to the bottom of trading activity that you deem potentially suspicious. - Prepare investigative reports summarizing key findings. - Contribute to team discussions, investigations, and knowledge sharing. - Work in an international team with a global mandate. If you have: - 5+ years of relevant work experience in the Trade Surveillance domain (banking, broker, and/or exchange-side). - Ample knowledge of Investment Banking and Wealth Management businesses, financial markets, products, and trade lifecycle with a focus on equities and ETDs. - Firsthand experience in performing market conduct-specific risk assessments, impact/gap assessments on the back of regulatory changes and enforcement actions, and in-depth design reviews of surveillance framework, policies, and procedures. - A strong compliance mindset, confidence to question the status quo, and challenge stakeholders when responses are not satisfactory. You should be well-versed and capable of independently investigating and reviewing market conduct cases related to Insider dealing, Best execution, front running, etc. Additionally, you should be experienced in conducting market conduct investigations for complex cases, drafting and filing reports to external regulatory bodies, and comfortable engaging the external surveillance vendor at the technical level to resolve production issues or advocate for system/control design changes. UBS is the world's largest and the only truly global wealth manager, operating through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management, and the Investment Bank. With a presence in all major financial centers in more than 50 countries, UBS offers a unique global reach and expertise that sets it apart from competitors. At UBS, we value diversity and inclusion, and we are committed to empowering individuals with diverse backgrounds, cultures, and experiences within our workforce. If you are looking for a challenging yet supportive environment, opportunities to grow, and flexible working options, consider joining UBS, where collaboration is at the heart of everything we do to drive ongoing success.,