Trade Surveillance

The role involves reviewing, analyzing, and investigating market abuse trading activity generated by an automated monitoring system at level 1 according to defined review processes. The growing number of surveillance models for FOCS necessitates additional staff to handle the increasing alert population and surveillance coverage. It is essential to investigate each occurrence thoroughly to determine if there are grounds to generate a suspicious activity report. Responsibilities include obtaining and uploading analysis results, maintaining records, and concluding alerts within specified timelines without compromising quality. Utilizing research tools like Bloomberg and Reuters to identify publicly available information related to transactions for further investigation is a key aspect of the role. Escalating suspicious trading activities deserving further scrutiny to Onshore MIS promptly is crucial. Additional responsibilities involve complying with procedures, collaborating with team members and stakeholders, adapting to procedural changes, and meeting quality assurance requirements and daily alert closure targets. It is important to ensure proper escalation of alerts to Level 2 Investigator with relevant information and due diligence search results. The ideal candidate should have a minimum of 2 years of experience in the banking/financial industry, a good understanding of capital markets, and familiarity with different types of market abuse. Strong communication skills, analytical abilities, and an investigative eye for detail are essential. The candidate should be able to work both independently and as part of a team, write clearly and concisely, and provide advice under pressure within short timeframes.,