Senior Trade Surveillance Analyst

10 - 14 years

0 Lacs

Posted:1 day ago| Platform: Shine logo

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Work Mode

On-site

Job Type

Full Time

Job Description

Role Overview: As a Senior Trade Surveillance Analyst at UBS, your primary responsibility will be to perform automated and manual market conduct surveillance activities across the Investment Bank and Wealth Management division. You will analyze potentially suspicious activities flagged by systems, engage with business stakeholders on market conduct-related matters, and drive continuous process improvements. Additionally, you will contribute to strategic projects and automation/optimization initiatives. Key Responsibilities: - Learn about UBS and its clients" trading strategies - Understand regulatory frameworks of exchanges and markets - Investigate flagged events and prepare investigative reports - Actively participate in team discussions, investigations, and knowledge sharing - Independently investigate and review alerts generated by surveillance systems - Conduct market conduct investigations for complex cases - Engage with external surveillance vendors and advocate for system/control design changes Qualifications Required: - At least 10 years of relevant work experience in the Trade Surveillance domain - Strong knowledge of Investment Banking and Wealth Management businesses, financial markets, products, and trade lifecycles Additional Details: UBS is the world's largest and the only truly global wealth manager, operating through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management, and the Investment Bank. With a presence in over 50 countries, UBS offers a diverse and inclusive work environment that values collaboration, diversity, and individual empowerment. Join UBS and be part of a team dedicated to ongoing success, with a focus on new challenges, a supportive work environment, opportunities for growth, and flexible working options. UBS is committed to disability inclusion and offers reasonable accommodations throughout the recruitment process. As an Equal Opportunity Employer, UBS values and respects the diverse cultures, perspectives, skills, and experiences within its workforce.,

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