Senior Trade Surveillance Analyst

As a Senior Trade Surveillance Analyst at UBS, you will be responsible for performing automated and manual market conduct surveillance activities across the Investment Bank and Wealth Management division. Your role will involve analyzing potentially suspicious activities flagged by systems, engaging with business stakeholders on market conduct-related matters, and driving continuous process improvements. You will also contribute to strategic projects and automation/optimization initiatives. In this individual contributor role, you will be part of the Market Conduct Surveillance Team in Pune. Your responsibilities will include learning about UBS and its clients" trading strategies, understanding regulatory frameworks of exchanges and markets, investigating flagged events, preparing investigative reports, and actively participating in team discussions, investigations, and knowledge sharing. Additionally, you will work in an international team with a regional mandate. To excel in this role, you should have at least 10 years of relevant work experience in the Trade Surveillance domain, with a strong knowledge of Investment Banking and Wealth Management businesses, financial markets, products, and trade lifecycles. You should be capable of independently investigating and reviewing alerts generated by surveillance systems and conducting market conduct investigations for complex cases. Furthermore, experience in engaging with external surveillance vendors and advocating for system/control design changes will be beneficial. UBS is the world's largest and the only truly global wealth manager, operating through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management, and the Investment Bank. With a presence in over 50 countries, UBS offers a diverse and inclusive work environment that values collaboration, diversity, and individual empowerment. Join UBS and be part of a team dedicated to ongoing success, with a focus on new challenges, a supportive work environment, opportunities for growth, and flexible working options. UBS is committed to disability inclusion and offers reasonable accommodations throughout the recruitment process. As an Equal Opportunity Employer, UBS values and respects the diverse cultures, perspectives, skills, and experiences within its workforce.,