Associate Director of Purchase and Sales Trade Clearance UBS

5.0 - 9.0 years

0 Lacs

pune, maharashtra

On-site

Role Overview: As a Manager in the Purchase & Sales department at UBS Financial Services Inc., your main responsibility is to manage and oversee the day-to-day operations of P&S. You will be expected to ensure accuracy and compliance with regulatory requirements and effectively lead a team of professionals, providing guidance, training, and support to ensure high performance and professional development. Additionally, you will act as the first point of contact for local and onshore escalations and collaborate with internal and external stakeholders to ensure timely trade matching and settlement. Your role will also involve maintaining a culture of continuous improvement and operational excel...

Posted 2 weeks ago

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Associate Director Equity & Fixed Income Trade Clearing (US Shift) UBS

8.0 - 12.0 years

0 Lacs

pune, maharashtra

On-site

Your role: You will manage and oversee the day-to-day operations of Purchase & Sales (P&S). This includes facilitating trade matching with various industry clearinghouses and contra parties across Equity, UIT, and Fixed Income (Corporate, Municipal Bond, etc.) products. Your responsibilities will involve ensuring accuracy and compliance with regulatory requirements, leading a team of professionals by providing guidance, training, and support for high performance and professional development. You will serve as the first point of contact for local and onshore escalations and collaborate with internal and external stakeholders to ensure timely trade matching and settlement. Additionally, you wi...

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Senior Trade Surveillance Analyst UBS

10.0 - 14.0 years

0 Lacs

pune, maharashtra

On-site

Role Overview: As a Senior Trade Surveillance Analyst at UBS, your primary responsibility will be to perform automated and manual market conduct surveillance activities across the Investment Bank and Wealth Management division. You will analyze potentially suspicious activities flagged by systems, engage with business stakeholders on market conduct-related matters, and drive continuous process improvements. Additionally, you will contribute to strategic projects and automation/optimization initiatives. Key Responsibilities: - Learn about UBS and its clients" trading strategies - Understand regulatory frameworks of exchanges and markets - Investigate flagged events and prepare investigative r...

Posted 1 month ago

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Associate Director of Purchase and Sales Trade Clearance (US) UBS

5.0 - 9.0 years

0 Lacs

pune, maharashtra

On-site

Role Overview: As a Manager overseeing the day-to-day operations of the Purchase & Sales (P&S) department at UBS Financial Services Inc., you will play a crucial role in ensuring accuracy and compliance with regulatory requirements. Your responsibilities will include leading a team of professionals, acting as the first point of contact for escalations, collaborating with internal and external stakeholders, and maintaining a culture of continuous improvement and operational excellence. Additionally, you will monitor market trends to anticipate and respond to changes effectively. Key Responsibilities: - Manage and oversee the day-to-day operations of the P&S department - Ensure accuracy and co...

Posted 1 month ago

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Operations Transformation_Associate_Product Support & Services ISG Morgan Stanley

0.0 years

0 Lacs

mumbai, maharashtra, india

On-site

Were seeking someone to join our team as an Associate_Operations in ISG Equity Operation. ISG Product Operations is a world-class global team of dedicated professionals, performing a myriad of functions, all with a common purpose: to manage Morgan Stanley&aposs Clearing and Trading & Client operational processes and deliver value to our clients in a controlled and efficient way. The broad organization partners closely with Sales and Trading to develop and implement new products and services as well as drive efficiency and reduce risk in our processes. In the Operations division, we partner with business units across the Firm to support financial transactions, devise and implement effective c...

Posted 2 months ago

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