Senior Manager AML & Compliance

**Job Description** As a Compliance professional at the company, you will have the opportunity to work in critical areas of Compliance, Governance for BharatPe with some of the brightest minds in the industry who are truly focused on building #bharatpeforbharat. **Key Responsibilities** - Maintain oversight of developments in the BFSI, Fintech regulatory environment. - Develop internal procedures to prevent money laundering. - Build new scenarios/rules, create BRDs, and evaluate exception reports and alert closures. - Evaluate the performance of AML monitoring tools and negative list screening. - Review policies and procedures in the AML program (KYC/CDD/EDD). - Ensure information consistency with AML policies and regulatory requirements. - Support an annual review of the AML monitoring system and process. - Drive compliance program and monitor systems. - Ensure policies and procedures are followed and monitor improvements. - Interpretation and dissemination of information to departments for implementation. - Focus on self-learning and development on relevant guidelines. - Proactively manage potential regulatory risks. - Develop solutions to address specific challenges faced by business units in regulatory compliance matters. - Guide transaction monitoring teams and address critical areas such as suspicious transactions. - Escalate high-risk issues to management. - Monitor and report critical gaps during reviews and recommend corrective actions. - Conduct face-to-face training for internal teams and business units. - Liaison/follow-up with inter-departments to ensure timely completion/updating of compliance tasks. - Report suspicious transactions to regulators and other stakeholders. - Provide updates to senior management on critical compliance issues for immediate attention and escalation. **Qualification Required** - Any CS / LLB / MBA with at least 6 years of experience in BFSI / Fintech compliance space focusing on AML and KYC related compliance. - Experience in BFSI & Fintech, preferably from NBFC/bank background with experience in handling lending processes, AML compliance, product compliances, and regulatory audits. Please share your resumes at sana@thewhitespaceglobal.com **Note:** Work Location is In person. **Job Description** As a Compliance professional at the company, you will have the opportunity to work in critical areas of Compliance, Governance for BharatPe with some of the brightest minds in the industry who are truly focused on building #bharatpeforbharat. **Key Responsibilities** - Maintain oversight of developments in the BFSI, Fintech regulatory environment. - Develop internal procedures to prevent money laundering. - Build new scenarios/rules, create BRDs, and evaluate exception reports and alert closures. - Evaluate the performance of AML monitoring tools and negative list screening. - Review policies and procedures in the AML program (KYC/CDD/EDD). - Ensure information consistency with AML policies and regulatory requirements. - Support an annual review of the AML monitoring system and process. - Drive compliance program and monitor systems. - Ensure policies and procedures are followed and monitor improvements. - Interpretation and dissemination of information to departments for implementation. - Focus on self-learning and development on relevant guidelines. - Proactively manage potential regulatory risks. - Develop solutions to address specific challenges faced by business units in regulatory compliance matters. - Guide transaction monitoring teams and address critical areas such as suspicious transactions. - Escalate high-risk issues to management. - Monitor and report critical gaps during reviews and recommend corrective actions. - Conduct face-to-face training for internal teams and business units. - Liaison/follow-up with inter-departments to ensure timely completion/updating of compliance tasks. - Report suspicious transactions to regulators and other stakeholders. - Provide updates to senior management on critical compliance issues for immediate attention and escalation. **Qualification Required** - Any CS / LLB / MBA with at least 6 years of experience in BFSI / Fintech compliance space focusing on AML and KYC related compliance. - Experience in BFSI & Fintech, preferably from NBFC/bank background with experience in handling lending processes, AML compliance, product compliances, and regulatory audits. Please share your resumes at sana@thewhitespaceglobal.com **Note:** Work Location is In person.