Senior Associate - Regulatory Compliance

As a Regulatory Compliance professional at RSM, you will play a crucial role in managing and delivering assessments covering regulatory compliance for various financial institutions. Your expertise in internal audits, anti-money laundering, lending, and deposit compliance reviews will be key in identifying areas of non-compliance with banking laws and regulations, providing actionable recommendations to clients, and ensuring high-quality client service. **Key Responsibilities:** - Manage and deliver assessments covering regulatory compliance for banks, credit unions, broker dealers, and other financial institutions. - Perform BSA/AML/OFAC independent testing for community-based financial institutions, including credit unions. - Conduct engagements from planning to final wrap-up, including exit meetings and preparation of reports. - Identify areas of non-compliance and provide actionable recommendations. - Demonstrate expertise in lending and deposit compliance and BSA. - Communicate with clients on review process, conclusions, and potential improvements. - Stay updated on industry regulations and enhance competency through continuing education and obtaining certifications. **Qualifications Required:** - Bachelor's degree in accounting, finance, or related business field, or a law degree. - Minimum 2 years of regulatory compliance experience in financial institutions. - Understanding of banking laws and regulations such as FCRA, TILA, HMDA, Fair Lending, TISA, BSA, and other related requirements. - Knowledge of consumer financial products and services. - Experience in a public accounting firm, financial institution, or regulatory agency. - Preferred certifications like CRCM, CAMS, CCBCO, AMLP. - Understanding of FINRA and SEC rules. RSM offers a competitive benefits and compensation package, flexibility in schedule, and a supportive work environment that empowers you to serve clients while balancing life's demands. Learn more about total rewards at [RSM Careers India](https://rsmus.com/careers/india.html). If you require accommodation due to disabilities during the recruitment process or employment, RSM is committed to providing equal opportunities and reasonable accommodation. Contact us at careers@rsmus.com for assistance.,