Posted:1 day ago|
Platform:
Work from Office
Full Time
Help reduce strengthen front to back regulatory control framework by investigating on regulatory incidents, writing incident reports, designing remediations and following-up on actions
Preparation of regulatory governance committees including production of KPIs and drafting of governance documentation. Initial focus will be short selling, onboarding of new trading venues and best execution
Assess and document APAC regulatory landscape for capital markets activities
Assess and challenge the effectiveness of GM control set up against regulatory risks, propose and implement improvements
Materialize and maintain the GM control plan from a front to back perspective and perform mapping with Functions Global Control Plan
Perform data analysis to assess quality of data feeding regulatory controls Execute regulatory controls and report results in governance documentation
Investigate on regulatory breaches identified in controls and follow-up with relevant stakeholders to close findings
6+ years of experience in a top tier financial institution in a controls team and/or within the regulatory space (controls officer, regulatory project manager, regulatory governance officer)
Experience with Capital markets
Demonstrated ability to analyze and solve problems independently and to build quality relationship with stakeholders
Experience with drafting and presenting PowerPoint presentation on a regular basis.
BNP Paribas
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