11 Regulatory Oversight Jobs

As a Tax & Compliance Associate at our New Delhi office, you will be responsible for combining tax and accounting expertise with a focus on compliance, licensure, and regulatory oversight. You will work closely with the accounting team and cross-functional partners to ensure U.S. financial accuracy and compliance, as well as contribute to analytics, reporting, and strategic initiatives. Key Responsibilities: - Support and coordinate all U.S. business tax filings, audits, and provisions - Manage statutory reviews and audits in collaboration with Big 8 or equivalent auditors - Assist with month-end close, reconciliations, and reporting - Build scalable processes for tax compliance and financia...

Role Overview: As a Portfolio Manager in our company, you will play a crucial role in managing asset portfolios to meet our objectives and risk profile. Your responsibilities will include: Key Responsibilities: - Assisting in the development and implementation of reporting strategies. - Monitoring and managing asset portfolios to ensure alignment with company objectives. - Analyzing asset performance and providing recommendations for acquisition, disposition, or reallocation. In the realm of Asset Valuation and Risk Management, you will: - Conduct regular assessments and valuations of assets to ensure accurate accounting. - Evaluate risk factors associated with different asset classes. - Dev...

As a Subject Matter Expert (SME) in managing, designing, and implementing existing and new Legal systems, your role will involve capturing business requirements, designing technical solutions, and collaborating with internal and external partners to deliver stable solutions. Key Responsibilities: - Utilize your 8+ years of Legal & Compliance technology domain experience as a business analyst or product manager - Demonstrate working knowledge of investor, fund, and investment lifecycle, specifically related to regulatory and compliance oversight - Apply your experience in the Legal domain, focusing on workflows covering matter and spend, matter management, Legal entity management, Side letter...

Control Assessments and Change Risk Advisory - GTI, AVP Position Overview Job Title: Control Assessments and Change Risk Advisory - GTI Location: Pune, India Corporate Title: AVP Role Description The 1st line Tech Risk and controls function at Deutsche sits within the Group Technology Infrastructure (GTI) for Deutsche Bank Group. GTI has the largest footprint within the Technology, Data and Innovation division and is joined by other business-aligned CIO IT divisions. The Tech Risk and Controls is a dynamic team, consistently in demand, for providing guidance and challenge to deliver change and maintain systems in a secure and resilient manner. As part of the team, you will join the Bank's jo...

Description We are looking for an experienced compliance professional to join the Amazon Payments UK (APUK) team to support financial crime risk management of the firm. Reporting to APUK's Deputy Money Laundering Reporting Officer (DMLRO), the Financial Crime Manager will be responsible for supporting financial crime compliance of the payments propositions within the UK. The Financial Crime Manager will be part of the 2nd line Compliance Office and responsible for providing regulatory oversight and approval for new programs, providing expert advice to stakeholders and supporting strategy design with regulatory input. This opportunity requires a subject matter expert to contribute within a fa...

Job Description: XBP Global is a workflow automation leader leveraging decades of industry experience, global footprint, and Agentic AI for business process automation and digital transformation. With 11,000 employees in 20 countries serving 2,500 clients, the company seeks a Global Controller to ensure financial discipline at scale. As the Global Controller at XBP Global, you will be responsible for maintaining financial integrity by overseeing global accounting, compliance, and enabling business growth. Based in India, you will collaborate closely with the CFO and business leaders to ensure accurate financial reporting that drives strategic decisions and sustainable growth. Key Responsibil...

As a Compliance Advisory VP at Barclays US Consumer Bank, you will provide leadership, oversight, and challenge on compliance risks and regulatory obligations. You will support critical business functions by reviewing marketing materials, advising on policy enhancements, and engaging with senior leaders. Your role involves ensuring the business operates in alignment with legal and regulatory standards through robust compliance frameworks, offering an opportunity to drive strategic compliance initiatives while supporting business growth. Key Responsibilities: - Proven experience in compliance advisory, risk management, and regulatory oversight - Understanding of U.S. consumer regulations such...

You will be responsible for overseeing and managing risks associated with internal stakeholders, external vendors, suppliers, and partners engaged by the bank. Your critical role will ensure compliance with regulatory Risk Management guidelines, mitigate operational, financial, and cybersecurity risks, and safeguard the bank's reputation. You will work closely with internal stakeholders and external vendors to establish a robust risk management framework, conduct due diligence, and monitor ongoing compliance. - **Policy & Framework**: - Develop and review the Bank's Outsourcing/Third Party/Vendor Risk Management Framework and the Risk Assessment Templates. - Implement the framework in coordi...

The Tax & Compliance Associate position based in New Delhi office involves a combination of tax and accounting expertise with a primary focus on compliance, licensure, and regulatory oversight. Working closely with the accounting team and various departments, you will be responsible for ensuring U.S. financial accuracy, compliance, as well as contributing to analytics, reporting, and strategic initiatives. This role offers an excellent opportunity for individuals with a solid background in accounting and compliance who aspire to expand their responsibilities in the realms of accounting, compliance, analytics, and operations. Your responsibilities will include providing tax and accounting sup...

We are seeking a highly experienced and visionary Senior Operations Leader to oversee the strategic direction, compliance, and operational excellence of our organization. This role requires a strong background in mechanical engineering operations , proven expertise in managing government contracts and regulatory compliance , and the ability to drive sustainable growth while ensuring operational efficiency. The ideal candidate will combine strategic leadership, financial acumen, and regulatory expertise , with a strong track record of leading organizations in complex and compliance-driven industries. Key Responsibilities Strategic Leadership & Vision Define and execute the companys long-term ...

We are seeking experienced BAU Consultants to support a multi-year project focused on the assurance of regulatory reporting within the context of EMIR and MIFID (Transaction Reporting and Post-Trade Transparency). This role is integral to ensuring the bank's regulatory reporting processes remain accurate, compliant, and well-controlled on a daily basis. The ideal candidate will have a strong control mindset, be highly detail-oriented, and demonstrate the ability to follow bank procedures while carrying out day-to-day control activities. Responsibilities Daily Execution of Controls: Perform day-to-day control checks to ensure accurate and complete regulatory reporting in line with EMIR and MI...