Officer, Compliance, Compliance

The role involves the day-to-day operation of the SMARTS monitoring tool, focusing on Equities and Derivatives transactions across APAC. You will be responsible for analyzing alerts generated by the system, investigating them thoroughly, and ensuring timely closure. It is crucial to escalate any significant issues promptly. Understanding the regulatory framework of relevant exchanges is essential for this role. You will play a key role in driving continuous improvement of the surveillance framework, including refining and recalibrating processes. Additionally, you will contribute to strategic projects at both global and regional levels, participating in implementation activities such as testing and business integration. Producing effective management information reports for Senior Management will be part of your responsibilities. Having a good understanding of trade surveillance terminologies and market manipulations is crucial. The ideal candidate should possess attention to detail, strong investigative skills, and proficiency in Word and Excel. Good prioritization, organizational abilities, and the capacity to multitask are necessary. Self-motivation, a desire for challenges, and a willingness to learn are valued traits. Experience in building relationships with stakeholders, strong analytical skills, and the ability to manage multiple tasks under tight deadlines are essential. A minimum of 2 to 4 years of experience in Trade Surveillance is required. Familiarity with SMARTS, IRESS, or Qlik Sense systems would be advantageous for this role.,