NBFC Compliance Manager

AVE-Promagne Business Solutions

3 - 5 years

6 - 8 Lacs

Mumbai

Posted:1 month ago| Platform:

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Skills Required

NBFC Compliance AML Risk Assessment KYC Compliance Management Compliance Risk Management

Work Mode

Work from Office

Job Type

Full Time

Job Description

Monitoring RBI and other Statutory guidelines on an ongoing basis, intimating process owners on the requirements, clarifying dept/process owner queries, implementation of directions in coordination with process owners, ensuring compliance within timelines and periodic reporting of the status. Compliance Risk Management: Compliance Risk Assessment, defining compliance controls and mitigation measures. Support the reporting manager in undertaking advisory function across business verticals on the following and advise/guide the team on the compliance aspects. a. new product approvals, b. new partnership arrangements, c. policy rollout or amendment to policies d. Customer complaints Support the reporting manager in carrying Compliance Risk Assessment exercise (Impact Assessment, Likelihood Assessment, Inherent Risk Assessment, Control mapping and Residual Risk Assessment) for all regulatory and statutory directions across all product verticals and process owners. Support the reporting manager in mapping compliance obligations to process owners on an ongoing basis. Driving compliance awareness across the organization periodically (KYC/AML, FPC, Fraud Reporting, Corporate Governance etc) Support the reporting manager in handling RBI inspection and finalization of responses, day to day RBI Correspondences, returns filing and circulation of Compliance MIS Job Requirements Educational Qualification: CA or CMA or CS or Any other graduation Experience: 3+years.

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AVE-Promagne Business Solutions

Business Consulting and Services

CHENNAI Tamil Nadu

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NBFC Compliance Manager