12 Nbfc Compliance Jobs

Firm Description: Affluence Advisory is a leading professional services firm located in Mumbai. We offer a wide range of one-stop solutions to meet our clients' needs in an ever-changing environment. Our specialized team of Chartered Accountants, Company Secretaries, Corporate Lawyers, and Professionals from different segments ensures that we provide the highest level of service. We have been recognized as &aposthe Company of the Year' by Silicon India Magazine and are renowned as one of the top accounting outsourcing services providers. Role Description: This is a full-time role for a Company Secretary. Requirements for Company Secretary Should have 7+ years of experience in preferential al...

A corporate NBFC Office near Kalighat Metro Station is seeking Office Assistants (Full-Time Part-Time) to support NBFC compliance, MCA filings, and charitable trust operations. Responsibilities include preparing and maintaining regulatory documents, coordinating with regulatory bodies, data entry, ensuring compliance deadlines are met, and assisting in audit preparation. Graduate candidates with a sound understanding of NBFC regulations, MCA compliance processes, and strong organizational skills are preferred. Good communication skills are essential.

Firm Description: Affluence Advisory is a leading professional services firm located in Mumbai. We offer a wide range of one-stop solutions to meet our clients' needs in an ever-changing environment. Our specialized team of Chartered Accountants, Company Secretaries, Corporate Lawyers, and Professionals from different segments ensures that we provide the highest level of service. We have been recognized as &aposthe Company of the Year' by Silicon India Magazine and are renowned as one of the top accounting outsourcing services providers. Role Description: This is a full-time role for a Company Secretary. Requirements for Company Secretary Should have 7+ years of experience in preferential al...

We are seeking a Semi-Qualified CS to become a part of our team. This is a wonderful opportunity for individuals aspiring to become Company Secretaries, where you can acquire practical experience in a wide range of corporate governance, compliance, and secretarial practices. The ideal candidate should have a minimum of 2-3 years of experience and be available to work from 10 am to 6:30 pm, Monday to Saturday. The compensation package will be determined based on your knowledge, experience, and expertise. To be eligible for this position, you must have successfully cleared CS Executive from ICSI. Candidates with over 2 years of experience, particularly in areas such as preferential allotment, ...

Firm Description: Affluence Advisory is a leading professional services firm located in Mumbai. We offer a wide range of one-stop solutions to meet our clients' needs in an ever-changing environment. Our specialized team of Chartered Accountants, Company Secretaries, Corporate Lawyers, and Professionals from different segments ensures that we provide the highest level of service. We have been recognized as &aposthe Company of the Year' by Silicon India Magazine and are renowned as one of the top accounting outsourcing services providers. Role Description: This is a full-time role for a Company Secretary. Requirements for Company Secretary: Should have 3+ years of experience in preferential a...

As a professional with at least 6 years of experience in corporate law and compliance, you will be responsible for managing global operations for clients across various countries including India, Singapore, UAE, and USA. Your primary focus will involve assisting clients in setting up overseas subsidiaries from India and navigating the complexities of India market entry. Your role will require you to handle clients" business queries with precision and speed while demonstrating excellent knowledge of cross-border transactions and tax implications. You should possess a keen interest in staying abreast of the latest technology trends worldwide and advising clients accordingly. Additionally, you ...

Timely preparation & filing of all RBI returns & other compliances, correspondences Analysis of RBI notifications & circulars with a view to assess their impact on the industry To recommend the measures to ensure RBI compliance Annual RBI inspection Required Candidate profile CS Qualified with 5+ years of experience in NBFC / Banking Industry Should have handled compliance with RBI regulations, Annual RBI inspection

Responsibilities for the job Support Lead in providing business advisory in order to ensure clear understanding. Disseminating regulations to business and support function and provide ongoing advisory services. Support in overseeing the critical Compliance policies and systems that impact the NBFC and ensure that the Groups exposure to Regulatory Compliance is managed in a commercially sensitive, practical and cost-effective manner. Good understanding of regulatory agency examining NBFCs, in the field of regulatory compliance providing advice and/or guidance on NBFC regulations. Act as advisory to training team wrt to compliance policies and processes to be followed. Act as advisor to all ot...

Role & responsibilities Ensure full compliance with all applicable RBI regulations pertaining to NBFC operations. Monitor regulatory changes and assess their impact on the companys policies and procedures. Implement and update internal policies in line with RBI circulars, notifications, and masterdirections. Coordinate with departments for compliance with RBI returns and filings. Assist in secretarial functions from a compliance point of view. Support the Company Secretary in ensuring adherence to corporate governance norms and statutory filings. Maintain updated records of RBI correspondence, approvals, and inspection reports. Organize regular compliance training for relevant departments an...

Monitoring RBI and other Statutory guidelines on an ongoing basis, intimating process owners on the requirements, clarifying dept/process owner queries, implementation of directions in coordination with process owners, ensuring compliance within timelines and periodic reporting of the status. Compliance Risk Management: Compliance Risk Assessment, defining compliance controls and mitigation measures. Support the reporting manager in undertaking advisory function across business verticals on the following and advise/guide the team on the compliance aspects. a. new product approvals, b. new partnership arrangements, c. policy rollout or amendment to policies d. Customer complaints Support the ...

About Role You will be responsible for ensuring that the NBFC adheres to all regulatory requirements and internal policies. This role involves monitoring compliance risks, managing compliance tool, maintaining trackers, stakeholder management, drafting and modification on policies, implementing regulatory updates, assisting in compliance risk assessments, audits, and supporting in maintaining a robust compliance framework. Roles and Responsibilities: 1. Compliance monitoring and tracking through tools 2. Supporting discussions and execution of compliance actionable with internal stakeholders 3. Coordinating ad-hoc compliance reporting requirements 4. Periodical compliance filing tracking and...

A leading investment fintech startup, is hiring CS + LLB for the role of Legal Assistant Manager with 2+ years of exp who will contribute to various legal, secretarial and compliance work, possess work ex. preferably in a NBFC/ Fintech Company Required Candidate profile -Expert in Companies Act, 2013, RBI, and SEBI regulations -2+ years of experience working in law firms or in-house teams in a co -Pref to candidates who worked in functions related to listed debt co.