Lead - Compliance

7 - 12 years

6 - 10 Lacs

Posted:1 week ago| Platform: Naukri logo

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Job Type

Full Time

Job Description

Job Purpose
Compliance advisory role involves providing guidance and support to organisations on compliance matters. Compliance advisors stay up to date with legal and regulatory developments, assess their impact on the organisation, and provide recommendations to ensure compliance.Duties and Responsibilities
  • Providing advice on all lending & deposit products to businesses
  • Review policies/product /process notes and approve after verifying adherence to regulatory requirements.
  • Review product journey / documentation and confirm before Go-Live.
  • Advising management on the companys compliance with laws and regulations through detailed reports
  • Researching industry compliance regulations and policies

  • Major Challenges
  • The regulatory landscape comprising of RBI and millions of customers represent a very dynamic ecosystem, which requires the incumbent in the Advisory role to be on toes in terms of keeping abreast with the changing regulations, innovative products, identifying regulatory risks and challenges posed to BFL

  • Required Qualifications and Experience
    Educational Qualifications7-12 yrs of experience in advisory role from BFSI/NBFCDegree from reputed university, Preferred qualification - CA / CS/ MBA.Work Experience
  • Good know how of RBI guideline and understanding of relevant laws and regulations.
  • Practical and solution oriented approach
  • Excellent communication (written - oral) and report writing skills.
  • Reasoning and analytical skills
  • Strong desire to initiate and execute in high paced growing environment.
  • Should be a self-starter and a team player.
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    Bajaj Finance logo
    Bajaj Finance

    Financial Services

    Pune

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