Dealer trade settlement

Key responsibilities

• Executing trades:

  The primary duty is to execute buy and sell orders for securities, such as equities, bonds, and money market instruments, as instructed by portfolio managers. This must be done with accuracy and speed to ensure the best possible price for the fund.

• Market monitoring and analysis:

  Dealers constantly monitor market conditions, liquidity, and trading volumes. They communicate key market developments and volatility trends to the portfolio managers to aid in investment decision-making.

• Relationship management:

  They develop and maintain relationships with brokers and other market participants to access market insights and enhance the efficiency of trade execution.

• Compliance and documentation:

  Dealers must ensure that all trading activities adhere to both internal policies and external regulatory standards. This includes maintaining accurate records of all executed trades for audit and compliance purposes.