Compliance Officer – SEBI Registered Intermediary

4 years

0 Lacs

Posted:6 months ago| Platform: Linkedin logo

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On-site

Job Type

Full Time

Job Description

We are looking for a Compliance Officer for Beeline Capital Advisors Private Limited with strong experience in handling SEBI regulations applicable to Merchant Bankers or other registered intermediaries. Key Responsibilities · Monitor and implement SEBI circulars, filings, and reporting · Handle SEBI inspections, queries, and regulatory correspondence · Maintain statutory records and ensure company-wide compliance · Coordinate with internal teams on compliance matters for IPOs and transactions Who Should Apply: · Company Secretary/Postgraduate in Law · 2–4 years of experience with a SEBI-registered intermediary Salary: Competitive | Higher for experienced professionals Show more Show less

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