Job
Description
As a Compliance Officer at BNP Paribas India Solutions Pvt. Ltd. (ISPL), your role is crucial in ensuring the implementation of the BNP Paribas Code of Conduct, Group Compliance Policies, and local regulatory requirements. You will be responsible for maintaining robust controls and monitoring frameworks, meeting regulatory commitments for offshoring activities, and effectively managing compliance risks in coordination with various stakeholders. Key Responsibilities: - Implement and monitor adherence to Group Compliance policies, focusing on areas such as Personal Account Dealing (PAD), Gifts & Invitations, Outside Business Interests, Anti-Bribery & Corruption (ABC), and Professional Code of Conduct. - Manage Professional Ethics and Financial Security controls across employees, vendors, and clients. - Review and implement new Compliance policies based on Group and local regulatory updates. - Review transition documentation including Service Level Agreements (SLAs), Activity Review Process (ARP), and Risk Assessments (RA) from a Compliance standpoint. - Facilitate mandatory and targeted compliance training programs for ISPL staff and disseminate policy updates and reminders. - Roll out compliance controls aligned with local and recipient country regulatory requirements, analyze control results, and drive remediation plans. - Prepare MIS, dashboards, and compliance-related reports for management and regulators. Contributing Responsibilities: - Coordinate with various departments, functions, and countries to drive awareness on compliance matters. - Support new compliance initiatives, participate in relevant projects, and prepare compliance materials for internal committees. - Possess solid knowledge of capital markets, compliance risks, financial security, and global banking structures. - Strong communication skills in English, stakeholder management, and problem-solving ability. - Bachelor's/Master's degree in Law, Finance, Business Administration, or related fields preferred. - Professional certifications in Compliance or Financial Crime (e.g., CAMS, ICA, CFE) are advantageous. If you are interested in this position, please submit your resume to [HIDDEN TEXT] or find contact details on foundit.in. As a Compliance Officer at BNP Paribas India Solutions Pvt. Ltd. (ISPL), your role is crucial in ensuring the implementation of the BNP Paribas Code of Conduct, Group Compliance Policies, and local regulatory requirements. You will be responsible for maintaining robust controls and monitoring frameworks, meeting regulatory commitments for offshoring activities, and effectively managing compliance risks in coordination with various stakeholders. Key Responsibilities: - Implement and monitor adherence to Group Compliance policies, focusing on areas such as Personal Account Dealing (PAD), Gifts & Invitations, Outside Business Interests, Anti-Bribery & Corruption (ABC), and Professional Code of Conduct. - Manage Professional Ethics and Financial Security controls across employees, vendors, and clients. - Review and implement new Compliance policies based on Group and local regulatory updates. - Review transition documentation including Service Level Agreements (SLAs), Activity Review Process (ARP), and Risk Assessments (RA) from a Compliance standpoint. - Facilitate mandatory and targeted compliance training programs for ISPL staff and disseminate policy updates and reminders. - Roll out compliance controls aligned with local and recipient country regulatory requirements, analyze control results, and drive remediation plans. - Prepare MIS, dashboards, and compliance-related reports for management and regulators. Contributing Responsibilities: - Coordinate with various departments, functions, and countries to drive awareness on compliance matters. - Support new compliance initiatives, participate in relevant projects, and prepare compliance materials for internal committees. - Possess solid knowledge of capital markets, compliance risks, financial security, and global banking structures. - Strong communication skills in English, stakeholder management, and problem-solving ability. - Bachelor's/Master's degree in Law, Finance, Business Administration, or related fields preferred. - Professional certifications in Compliance or Financial Crime (e.g., CAMS, ICA, CFE) are advantageous. If you are interested in this position, please submit your resume to [HIDDEN TEXT] or find contact details on foundit.in.
