Compliance Officer cum Dealer – Prop Trading

2 years

4 - 6 Lacs

Posted:6 days ago| Platform: SimplyHired logo

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Work Mode

On-site

Job Type

Full Time

Job Description

Key Responsibilities:

  • Ensure compliance with SEBI, NSE, BSE, and regulatory norms.
  • Execute trades in equities based on internal strategy.
  • Monitor daily trade activity and position limits.
  • Reconcile trades, positions, and margins.
  • Operate BSE BOW and other back-office software.

Qualification & Skills:

  • Bachelor’s in Finance, Commerce, or related field
  • NISM Series-III A certification preferred
  • 2+ years in broking, compliance, or prop trading
  • Familiar with SEBI/NSE/BSE portals and compliance systems
  • Proficient in trading terminals and back-office operations

Preferred:

  • Experience in prop desk setups (no-client broking)
  • Familiarity with audits and compliance checks
  • Tech-savvy with automation/reporting tools

Remuneration:

Competitive salary

Job Type: Full-time

Pay: ₹35,000.00 - ₹50,000.00 per month

Schedule:

  • Fixed shift

Supplemental Pay:

  • Yearly bonus

Work Location: In person

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