Compliance Manager

Job Description

Our client is leading fund management company with presence in UAE, India and Mauritius. Experience: 1+ years Location: Mumbai - 5 Days (Work from Office) Responsibilities: Will be co-ordinating with the clients of the Company for SEBI AIF/ PMS compliances. To resolve the regulatory queries of the clients To co-ordinate during Inspection/ Audit Shall assist in various group level restructuring projects as may be initiated by Company from time to time. Ensure regulatory compliances for the Company for the current as well as future regulatory projects Qualified Company Secretary with degree in LLB/ Any professional qualification preferred Experience in activities in the securities market or financial products including in a portfolio manager, broker dealer, investment advisor, wealth manager, research analyst or fund management Candidates with exposure in AIF/ PMS compliance shall be preferred. If this job opportunity excites you, Kindly share your updated CV at dhara@thepremierconsultants.com #SEBICompliance #AIFCompliance #PMSCompliance #FinancialCompliance #SecuritiesMarket #InvestmentCompliance #WealthManagement #PortfolioManagement #FundManagement #InvestmentAdvisory #FinancialRegulations #ComplianceJobs #LegalAndCompliance #InspectionSupport #CorporateRestructuring #SebiCompliances #AlternativeInvestments #AlternativeInvestmentFund #AIF #PMS Show more Show less