Compliance Analyst, Distribution

You will be joining ACA, a company founded in 2002 by former SEC and state regulators to provide expert guidance on regulations to investment advisers. ACA has since expanded its services to include GIPS standards verification, cybersecurity, regulatory technology, and more. As an ACA Foreside Supervision Analyst, you will use your independent judgment to ensure that Registered Representatives comply with regulatory standards and ACA Foreside policies. Your responsibilities will include: - Reviewing electronic communications to confirm compliance with policies and procedures - Monitoring social media for compliance with FINRA & ACA Foreside policies - Collaborating with internal Supervision counterparts to provide feedback to clients - Meeting regulatory deadlines under pressure - Assisting with system-related tasks and regulatory certifications - Compiling information for office inspections - Handling ad-hoc work and special projects as needed The role requires 3-5 years of experience, preferably in financial services. ACA is committed to a policy of nondiscrimination and promotes a culture of inclusivity to ensure all employees feel valued and have equal opportunities to contribute. Joining ACA means becoming part of a leading GRC advisor in financial services with a diverse team of industry experts. You will work in an entrepreneurial environment that encourages creative thinking, offers career growth opportunities, and focuses on continuous learning and transparency. If you are ready to join an award-winning global team of professionals, ACA is the place for you.,