Compliance Analyst, Distribution ACA Group

3.0 - 7.0 years

0 Lacs

pune, maharashtra

On-site

You will be joining ACA, a company founded in 2002 by former SEC and state regulators to provide expert guidance on regulations to investment advisers. ACA has since expanded its services to include GIPS standards verification, cybersecurity, regulatory technology, and more. As an ACA Foreside Supervision Analyst, you will use your independent judgment to ensure that Registered Representatives comply with regulatory standards and ACA Foreside policies. Your responsibilities will include: - Reviewing electronic communications to confirm compliance with policies and procedures - Monitoring social media for compliance with FINRA & ACA Foreside policies - Collaborating with internal Supervision ...

Posted 1 week ago

AI Match Score

Apply

Senior Consultant - ESG Advisory WSP Consultants India Private Limited

3.0 - 6.0 years

1 - 3 Lacs

Bengaluru / Bangalore, Karnataka, India

On-site

Your new role, what's involved Pro-actively engaging with clients to deliver a range of exciting cutting edge ESG advisory services Delivery of tasks on time and within budget, managing projects to meet or exceed targets and deadlines; Liaising with, engaging and presenting to senior business leaders and clients; Supporting the professional development of junior colleagues, including mentoring opportunities, and; Organising events and identifying speaking opportunities to promote our services. THE TEAM You'll be part of a dynamic and growing team that: Prepares the groundwork for organisations to be able to pursue meaningful and purpose-led Sustainability and ESG strategies, including, setti...

Posted 3 months ago

AI Match Score

Apply

Start Your Job Search Today

Browse through a variety of job opportunities tailored to your skills and preferences. Filter by location, experience, salary, and more to find your perfect fit.