Company Secretary

Experience: 3-4 Years Experience of Listed Compliances (from Broking Industry will be a plus)
Must: Qualified Company Secretary

Responsibilities include but not limited to:

• Compliances with SEBI LODR Regulations specified under SEBI Act, SCRA andthe rules made there under and those specified by Stock Exchanges (NSE & BSE)
• Quarterly, Half yearly and Annual Compliance Reports on BSE and NSE underSEBI (LODR) Regulations 2015
• Compliances related to Companies Act 2013
• Preparation of Annual Report of the Listed Company
• ROC/Secretarial Compliances
• Board Meetings and Annual General Meetings
• Preparation of Statutory returns/records with Registrar of companies, StockExchanges
• Annual filing along with other efilings of the ROC Forms
• Appointment & Cessation of KMP and Directors
• Preparation & maintenance of Minutes Book of the Board Meetings, GeneralMeetings & Committee Meetings
• Maintenance of Policies
• LEI Registration and its Renewal
• IEC Registration and its Renewal
• Other group Companies ROC/ Secretarial Compliances
• Responsibility of handling and supervising Trading, DP, Back Office, RMS andExchange & Listing Compliances
• Monitoring day to day exchange compliance
• Monitoring listing compliance
• Regular watch and reply on Alerts generated by exchanges
• Regular watch and remedial action on Alerts generated by back office software
• Watch on RMS
• Any other work as may assigned
• Membership Compliances_(NSE, BSE, MCX, ICEX, NCDEX, INDIA INX, NSE IFSC)
• Membership Compliances- NSE, BSE, MCX, NCDEX, & ICEX, NSE IFSC ANDINDIA INX (BSE)
• DP (CDSL) & Exchanges- Monthly, Quarterly, Yearly and event-basedCompliances
• Appointment of Authorized Person, Remisiers and all documentation related with it
• Inspection and Audit conducted by Exchanges

Desired Profile:

• Must be able to evaluate, file, compile, and present various reports
• Advanced knowledge of excel
• Ability to work under pressure
• A keen eye for detail and desire to probe further into data
• Deadline-orientated and an ability to stick to time constraints