Company Secretary & Compliance Officer

We are seeking a highly qualified and experienced Compliance Officer to oversee all compliance activities for our NBFC operations. The ideal candidate will ensure that our organization adheres to all applicable legal standards, RBI regulations, Companies Act compliance, and internal policies while facilitating transparent communication with regulatory bodies. This position is crucial for safeguarding the company against legal risks and ensuring 100% compliance with regulatory requirements.

Key Responsibilities:

• Regulatory Compliance: Ensure full compliance with RBI regulations for Middle Layer NBFCs, including reporting requirements, audits, and adherence to the applicable laws.
• Policy Implementation: Develop, implement, and update internal compliance (all relevant) policies and procedures to align with regulatory and company standards.
• Risk Management: Identify potential compliance risks and take preventive measures to mitigate them.
• Audit Coordination: Liaise with internal and external auditors to conduct periodic compliance audits and address any discrepancies or non-conformance issues.
• Monitoring: Oversee the monitoring of business activities to ensure compliance with all relevant laws, regulations, and company policies.
• Reporting: Prepare and submit timely reports to regulatory authorities, including filings with RBI and other regulatory bodies.
• Training & Development: Conduct training sessions for employees to increase awareness of compliance protocols and regulatory updates.
• Regulatory Liaison: Act as the primary point of contact for all regulatory authorities, including RBI and other regulatory bodies.
• Documentation: Maintain updated records and documentation of all compliance-related activities and correspondence as per the requirements of the RBI and the Companies Act.

Qualifications:

• Bachelor’s or Master’s degree in Commerce, Accounts & Finance, Company Secretary, or a related field.
• Minimum of 5-7 years of experience in a compliance role, preferably in an NBFC.
• Strong knowledge of RBI regulations, financial industry laws, and other relevant regulatory bodies.

Industry Type: Investment and Trading in Shares & Securities (NBFC)

• Excellent communication, analytical, and problem-solving skills.
• Ability to manage a team and work collaboratively with other departments.
• Proven track record of working with regulatory authorities and handling audits.

Work Location- Nariman Point

Qualification : Company Secretary with more than 10 yrs of experience

Job Type: Full-time

Pay: ₹700,000.00 - ₹800,000.00 per year

Schedule:

• Day shift

Work Location: In person