We are seeking a highly qualified and experienced Compliance Officer to oversee all compliance activities for our NBFC operations. The ideal candidate will ensure that our organization adheres to all applicable legal standards, RBI regulations, Companies Act compliance, and internal policies while facilitating transparent communication with regulatory bodies. This position is crucial for safeguarding the company against legal risks and ensuring 100% compliance with regulatory requirements. Key Responsibilities: Regulatory Compliance : Ensure full compliance with RBI regulations for Middle Layer NBFCs, including reporting requirements, audits, and adherence to the applicable laws. Policy Implementation : Develop, implement, and update internal compliance (all relevant) policies and procedures to align with regulatory and company standards. Risk Management : Identify potential compliance risks and take preventive measures to mitigate them. Audit Coordination : Liaise with internal and external auditors to conduct periodic compliance audits and address any discrepancies or non-conformance issues. Monitoring : Oversee the monitoring of business activities to ensure compliance with all relevant laws, regulations, and company policies. Reporting : Prepare and submit timely reports to regulatory authorities, including filings with RBI and other regulatory bodies. Training & Development : Conduct training sessions for employees to increase awareness of compliance protocols and regulatory updates. Regulatory Liaison : Act as the primary point of contact for all regulatory authorities, including RBI and other regulatory bodies. Documentation : Maintain updated records and documentation of all compliance-related activities and correspondence as per the requirements of the RBI and the Companies Act. Qualifications: Bachelor’s or Master’s degree in Commerce, Accounts & Finance, Company Secretary, or a related field. Minimum of 5-7 years of experience in a compliance role, preferably in an NBFC. Strong knowledge of RBI regulations, financial industry laws, and other relevant regulatory bodies. Industry Type: Investment and Trading in Shares & Securities (NBFC) Excellent communication, analytical, and problem-solving skills. Ability to manage a team and work collaboratively with other departments. Proven track record of working with regulatory authorities and handling audits. Work Location- Nariman Point Qualification : Company Secretary with more than 10 yrs of experience Job Type: Full-time Pay: ₹700,000.00 - ₹800,000.00 per year Schedule: Day shift Work Location: In person
We are seeking a reliable and well-organized Pantry cum Office Boy to manage pantry services and provide general office support. The role includes ensuring pantry cleanliness, serving refreshments, handling basic clerical tasks, and maintaining overall office hygiene. Key Responsibilities: Pantry Duties: Prepare and serve tea, coffee, and other beverages to staff and guests. Maintain cleanliness and hygiene of the pantry and kitchen areas. Manage pantry stock – monitor inventory and inform admin for replenishment. Clean and sanitize pantry equipment (microwave, fridge, kettle, etc.). Support in serving food/snacks during meetings or office events. Office Boy Duties: Open and close the office daily (if required). Maintain cleanliness of the office, including desks, workstations, meeting rooms, and common areas. Handle incoming and outgoing couriers/documents. Assist in photocopying, scanning, filing, and other clerical support tasks. Serve water/refreshments to visitors and during meetings. Run errands such as banking, post office visits, or office supply purchases (if required). Job Type: Contractual / Temporary Contract length: 6 months Pay: ₹15,000.00 - ₹20,000.00 per month Work Location: In person
We are seeking an Assistant Compliance Officer to support the Compliance Officer in overseeing all aspects of regulatory compliance for our NBFC. The role will involve assisting with daily compliance activities, preparing regulatory reports, and ensuring adherence to company policies. Key Responsibilities: Regulatory Reporting : Assist in preparing and submitting compliance reports to RBI and other regulatory bodies. Policy Support : Help in the drafting and updating of all policies and procedures in accordance with regulatory updates. Compliance Monitoring : Assist in monitoring day-to-day business operations to ensure compliance with legal and regulatory standards. Documentation : Maintain accurate records of all compliance-related activities, including audit logs, Minutes of meetings of Board, Committees, etc, and regulatory correspondence. Internal Audits : Assist in the coordination and execution of internal audits, and follow up on corrective actions as required. Employee Training : Support the Compliance Officer in conducting training sessions for staff on compliance and regulatory issues. Risk Identification : Help identify and report any potential risks or non-compliance issues to the Compliance Officer. Liaison : Coordinate communication with auditors and regulatory authorities under the direction of the Compliance Officer. Qualifications: Pursuing CS is mandatory 1-2 years of experience in a compliance role, preferably in an NBFC. Basic understanding of RBI regulations and financial compliance requirements for a Middle Layer NBFC. Strong organisational and communication skills. Detail-oriented with an analytical mindset. Ability to work under supervision and take on multiple tasks. Job Type: Full-time Pay: ₹35,000.00 - ₹40,000.00 per month Work Location: In person