3 Audit Practices Jobs

As a Research Coordinator at Tasc Business Learning, you will be responsible for supporting our research initiatives in accounts and auditing. Your role will involve conducting research on accounting standards, GST laws, income tax updates, and audit practices. You will also be expected to prepare analytical reports, research summaries, and collaborate with internal teams including audit, accounts, and compliance. Your key responsibilities will include monitoring statutory and financial regulation changes relevant to our business, coordinating with internal teams to identify research requirements, and maintaining internal research databases. The ideal candidate for this position should be a CA Final student with a strong understanding of statutory and internal auditing, GST, income tax, and accounting standards. Additionally, you should have completed or be pursuing articleship under a practicing Chartered Accountant, possess good research and analytical skills, and be proficient in MS Office. Familiarity with accounting and audit tools will be considered a plus. Attention to detail and the ability to deliver within deadlines are crucial for this role. This is a permanent position that requires in-person work at our location. The expected start date for this position is 23/07/2025.,

As a Technology Risk and Control Analyst within the Infrastructure Platform Engineering (IPE) team at the London Stock Exchange Group (LSEG), you will play a crucial role in identifying, assessing, and mitigating operational, regulatory, and technology-related risks across the organization. Working under the Infrastructure and Cloud business division, your responsibilities will involve supporting the implementation and maintenance of risk and control frameworks, conducting control testing, and collaborating with various teams to ensure compliance with internal policies and external regulations. Your key responsibilities will include identifying and assessing operational, regulatory, and compliance risks within the IPE teams, supporting the Risk and Control Self-Assessment (RCA) process, designing and documenting effective control procedures in collaboration with Infrastructure and GRC teams, as well as conducting Design Effectiveness Testing (DET) and Operating Effectiveness Testing (OET) to evaluate control performance. Additionally, you will work closely with cross-functional teams across Operations, Risk, Compliance, and IT to embed robust risk management practices, provide guidance and training on risk and control frameworks, recommend continuous improvements to control processes and risk mitigation strategies, and monitor industry trends and regulatory developments to ensure the effectiveness of risk practices. To qualify for this role, you should hold a Bachelor's degree in engineering, Computer Science, or a related field, along with 8-12 years of hands-on experience in Operational risk management, internal controls, IT audit, or compliance. A strong understanding of IT Governance framework and familiarity with IT industry standards such as ISO27001 and COBIT is essential. Experience with control testing, audit practices, compliance assessments, cybersecurity principles, and enterprise IT environments will be beneficial. Professional certifications such as CISA, CRISC, CISM are preferred, while proficiency in data analysis, reporting tools, and project management software is required. Strong analytical, problem-solving, and communication skills, as well as the ability to work collaboratively and manage relationships with stakeholders at all levels, are key attributes for success in this role. As part of LSEG, a leading global financial markets infrastructure and data provider, you will be contributing to driving financial stability, empowering economies, and enabling sustainable growth. With a diverse and inclusive organizational culture, you will have the opportunity to bring your true self to work, contribute to a collaborative and creative environment, and help re-engineer the financial ecosystem to support and drive sustainable economic growth. LSEG offers a range of tailored benefits and support, including healthcare, retirement planning, paid volunteering days, and wellbeing initiatives to ensure the well-being and development of its employees.,

Morgan Stanley Wealth Management provides a range of wealth management products and services for affluent individuals, businesses and institutions. These services include brokerage and investment advisory, financial and wealth planning, credit and lending, cash management, annuities and insurance, retirement and trust. Consulting Group (CG) is the retail investment advisory arm of Morgan Stanley Wealth Management with a long standing tradition of serving clients, from the individual investor to larger institutions, providing each with investment consulting advice and services. CG leverages global resources from across the firm to provide access to advice and investment manager research. Department Summary The CG Business Risk group provides guidance and leadership on risk controls & control substantiation, and drives the Risk and Supervision framework for the retail advisory business of Morgan Stanley Wealth Management. Position Summary * Provide oversight and supervision for various CG programs and related businesses, including performing periodic reviews as outlined in control procedures and communicating and escalating findings, trends and issues to the appropriate business groups and CG Business Risk Management * Perform risk oversight functions across CG such as test account management, business continuity plans, and documentation of controls and risks * Review and maintain policies and procedures * Assist in oversight for advisory fee billing and trade errors * Establish a sound understanding of the CG business in order to partner and support initiatives related to risk management and mitigation * Help identify, assess, document, and mitigate new business risks * Prepare metrics and reporting around the oversight reviews and tasks handled within CG Business Risk * Analyze large sets of data and present findings to the team, Business, and Senior Management Experience * Undergraduate degree in business, finance, accounting or other related fields * Understanding of Compliance and Audit practices preferred * Business Process and control environment experience preferred * Risk Management experience preferred. * Strong work ethic, attention to detail, and organizational skills * Effective time and project management skills to ensure tasks are completed accurately and timely * Self-starter, high energy and motivated to tackle complex risk issues * Strong working knowledge of MS Office particularly Excel and PowerPoint * Ability to work independently, promote teamwork and execute sound reasoning and judgment * Excellent oral and written communication skills able to clearly and effectively present to all levels including Senior Management * Ability to form relationships and build a network throughout the organization * Positive attitude capable of working well under pressure, solicit and incorporate feedback while delivering on high priority, time sensitive initiatives * Willing to obtain a working knowledge of investment and operational risk policies, procedures, and practices * Demonstrate an understanding of the financial services industry, investment advisory products etc Morgan Stanley is an equal opportunities employer. We work to provide a supportive and inclusive environment where all individuals can maximise their full potential. Our skilled and creative workforce is comprised of individuals drawn from a broad cross section of the global communities in which we operate and who reflect a variety of backgrounds, talents, perspectives, and experiences. Our strong commitment to a culture of inclusion is evident through our constant focus on recruiting, developing, and advancing individuals based on their skills and talents. Posting Date Jul 22, 2024 Primary Location Non-Japan Asia-India-India-Mumbai (MSA) Job Wealth Management Employment Type Full Time Job Level Analyst,