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Apex Group
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Associate Level 1

Associate Level 1

Apex Group

1 - 5 years

1 - 5 Lacs

Mumbai Maharashtra India

Posted:5 hours ago| Platform: Foundit logo

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Skills Required

TransferAgency MutualFunds Reconciliation Compliance

Work Mode

On-site

Job Type

Full Time

Job Description

Key Responsibilities: Process financial and non-financial transactions as per regulatory and client requirements using internal systems Ensure proper archiving of investor and client documents with a full audit trail Identify and resolve transaction/process issues within defined procedures Participate in ad-hoc tasks and process improvement initiatives Independently handle tasks and provide team support as needed Identify process gaps and contribute to troubleshooting and resolution Support and train team members on operational procedures Handle complex queries related to Transfer Agency (TA) functions Prepare and review SOPs and process flow charts Design and implement process control measures Maintain compliance with regulatory and audit requirements Manage multiple tasks and prioritize work efficiently using time management skills Qualifications: Bachelor's degree in Commerce (preferred) 15 years of experience in Transfer Agency processing (mandatory) Skills Required: Strong analytical and problem-solving skills Working knowledge of mutual funds and TA operations Proficiency in MS Excel and Word Clear and concise written and verbal communication Understanding of audit and compliance frameworks Ability to work under pressure in a 247 environment Flexible with shifts and capable of managing multiple projects Knowledge of risk management and process execution

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Apex Group

www.apexgroup.com

Financial Services

London

Over 5,000 Employees

528 Jobs

Key People

Peter Hughes

Founder and CEO
John B. McCarthy

Chief Financial Officer
Lillian Wong

Head of Corporate Development

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Associate Level 1