Associate Director Legal - SEBI Regulatory

8 - 12 years

0 Lacs

Posted:1 day ago| Platform: Shine logo

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Work Mode

On-site

Job Type

Full Time

Job Description

As an Associate Director, Legal with our prestigious financial services client in Mumbai, your primary responsibility will be to ensure compliance with Securities and Exchange Board of India (SEBI) regulations. You will play a crucial role in managing relationships with the SEBI regulator and providing legal guidance to the business team to mitigate risks and safeguard our client's interests. Your key responsibilities will include possessing in-depth knowledge of SEBI regulations, monitoring and analyzing changes in regulations, representing our client in interactions with the SEBI regulator, providing legal counsel to the business team, conducting legal risk assessments, collaborating with cross-functional teams, reviewing methodologies and procedures, and overseeing the legal aspects of assignments. To be successful in this role, you should have 8-12 years of relevant legal experience in banking or financial services, a strong understanding of SEBI regulations and securities laws, experience in managing regulatory relationships, excellent communication and interpersonal skills, strong analytical and problem-solving abilities, proficiency in legal research and drafting, and the capacity to collaborate effectively with different departments and stakeholders. Additionally, you should hold a Bachelor's degree in Law (LLB) or equivalent from a recognized university. In terms of behavioral competencies, you should possess a mature and composed demeanor, strong communication and people skills, adaptability, proactiveness, and a commitment to ethical principles, integrity, and compliance. If you believe you have the qualifications and skills required for this role, please apply or contact us for a confidential discussion at aditisidana@aquissearch.com.,

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