14 Trade Monitoring Jobs

Market Surveillance Compliance Program - Officer Location: Bengaluru (Bangalore), India Time Type: Full time Work Model: Hybrid Business: State Street Investment Management - Market Surveillance Who we are looking for We are seeking an Officer to join our team of market surveillance specialists within the Financial Crimes Compliance (FCC) program at State Street Investment Management. The ideal candidate will bring proven experience and deep knowledge of financial markets, market abuse regulations, and surveillance practices including communications, and transaction monitoring. You should be adept at identifying and investigating suspicious activities, interpreting complex regulatory directi...

Market Surveillance Compliance Program - Officer Location: Bengaluru (Bangalore), India Time Type: Full time Work Model: Hybrid Business: State Street Investment Management - Market Surveillance Who we are looking for We are seeking an Officer to join our team of market surveillance specialists within the Financial Crimes Compliance (FCC) program at State Street Investment Management. The ideal candidate will bring proven experience and deep knowledge of financial markets, market abuse regulations, and surveillance practices including communications, and transaction monitoring. You should be adept at identifying and investigating suspicious activities, interpreting complex regulatory directi...

Market Surveillance Compliance Program Senior Associate Location: Bengaluru (Bangalore), India Time Type: Full time Work Model: Hybrid Business: State Street Investment Management Market Surveillance Who We Are Looking For We are seeking a Senior Associate to join our team of market surveillance specialists within the Financial Crimes Compliance (FCC) program at State Street Investment Management. The ideal candidate will have foundational knowledge of financial markets and a keen interest in market abuse regulations and surveillance activities, such as communications and transaction monitoring. You should be eager to learn, detail-oriented, and able to work collaboratively in a dynamic team...

Market Surveillance Compliance Program Officer Location: Bengaluru (Bangalore), India Time Type: Full time Work Model: Hybrid Business: State Street Investment Management Market Surveillance Who We Are Looking For We are seeking an Officer to join our team of market surveillance specialists within the Financial Crimes Compliance (FCC) program at State Street Investment Management. The ideal candidate will bring proven experience and deep knowledge of financial markets, market abuse regulations, and surveillance practices including communications, and transaction monitoring. You should be adept at identifying and investigating suspicious activities, interpreting complex regulatory directives,...

Market Surveillance Compliance Program - Senior Associate Location: Bengaluru (Bangalore), India Time Type: Full time Work Model: Hybrid Business: State Street Investment Management - Market Surveillance Who we are looking for We are seeking a Senior Associate to join our team of market surveillance specialists within the Financial Crimes Compliance (FCC) program at State Street Investment Management. The ideal candidate will have foundational knowledge of financial markets and a keen interest in market abuse regulations and surveillance activities, such as communications and transaction monitoring. You should be eager to learn, detail-oriented, and able to work collaboratively in a dynamic ...

• 8+ years of experience in backend development using Java? •Have you worked on Trade Surveillance systems or similar compliance-related platforms? 2. Technical Skills .experience with Java, Spring Boot, and SQL in building scalable applications?

As a Trade Analyst at Rakvin Trade Solutions, you will play a crucial role in the financial sector by executing trades and monitoring trading activities. This is an excellent opportunity for freshers who have a BBA or MBA degree and a strong interest in finance and the stock market to kickstart their careers. Key Responsibilities: - Trading Execution: Execute trades efficiently to maximize profits and minimize risks. - Trade Monitoring: Monitor market trends and trading activities to make informed decisions. Qualifications: - BBA or MBA degree: A degree in Business Administration or Master of Business Administration is required for this role. - Strong interest in finance and the stock market...

As a Compliance Analyst at Millennium Management, your role will involve various responsibilities to ensure the implementation and monitoring of compliance policies across the Asia region. Your key responsibilities will include: - Supporting the implementation and monitoring of compliance policies, procedures, and controls in the Asia region. - Assisting with trade monitoring and electronic communications surveillance reviews, focusing on potential insider trading, market manipulation, and inadvertent receipt of material non-public information (MNPI). - Reviewing surveillance alerts, conducting analysis, and escalating findings as needed. - Collaborating with other members of the Asia Compli...

Trade Execution & Equity Research Analyst Key Responsibilities: Trade Execution: Execute buy and sell orders for stocks, options, and other financial instruments on behalf of clients or the firm, ensuring timely and accurate transactions in line with strategies. Market Analysis: Perform technical and fundamental analysis on stocks, financial markets, and industries to provide insights into market trends, price movements, and potential investment opportunities. Stock Recommendations: Provide buy, sell, or hold recommendations based on your analysis of stocks, company performance, and broader market conditions. Trade Monitoring & Reporting: Continuously monitor open positions and market develo...

Job Summary Review level 2 AML alerts/events in line with the Trade AML Procedure DOI and Guidance document. To escalate any positive alerts to country FCC for their review and decision. To ensure implementation of Trade AML policies in line with the procedures in vogue. To work with stakeholders (including Trade Products, Group Trade Ops, Group FCC, Group TB) on AML related issues. To continuously provide inputs to stakeholders on improving the overall AML process including system related. Key Responsibilities Strategy Exhibit qualities which demonstrate the group's strategy. To support strategic intent, on the growth of function and as per dynamic requirements. Business Review Pre and Post...

About NK Securities Research NK Securities Research is a leading financial firm that leverages cutting-edge technology and sophisticated algorithms to trade the financial markets. Founded in 2011, we have gained invaluable experience in High Frequency Trading across different asset classes. Responsibilities: The Back Office Associate will work closely with the firms senior management on a variety of operational tasks, including: Downloading holdings files and performing daily stock reconciliations Supporting the day-to-day business operations of the company Monitoring live trading strategies Supervising repairs and upgrades of hardware and connectivity infrastructure Completing other adminis...

About Us PlusWealth Capital Management LLP is a proprietary high-frequency trading firm, active in multiple markets including equities, options, and futures. We thrive on building cutting edge, data-driven, and tech-based trading algorithms. As a dynamic, machine-learning oriented trading platform, we embody the ethos of THINK. TECH. TRADE. If you share our vision, we'd love to have you onboard. Role Overview We are seeking a detail-oriented Trade Analyst to join our team. The ideal candidate will be responsible for monitoring trades on different markets, ensuring compliance with trading regulations, and providing insights to enhance trading strategies. This role is essential in maintaining ...

As a Senior Manager, Supply Chain Coordination, you will play a crucial role in ensuring seamless coordination and driving performance across the supply chain, from vendor onboarding to market expansion. Your responsibilities will include overseeing vendor discovery, compliance, onboarding, trade and distribution flows monitoring, staff productivity monitoring, and aligning supply chain outcomes with business goals. You will collaborate with procurement, legal, and finance teams to streamline the vendor onboarding process, maintain accurate vendor agreement records, and ensure compliance with company policies. Tracking and analyzing Plan vs Actual performance, providing regular reports on tr...

Job description: Job Title: Tech Lead Trading Risk & Compliance Systems Department: Technology Services / Market Surveillance Reports To: Head of Regulatory & Digital Experience We are seeking a highly capable and proactive Senior Technical Lead Market Surveillance to drive the successful integration, onboarding, and ongoing operational support of our market surveillance platform. This role is essential in ensuring seamless collaboration with exchanges and trading venues, coordinating data integrations, and managing the performance and change lifecycle of the surveillance solution. You will be the technical focal point between internal teams, the platform vendor, and external counterparties ...