Team Member - Surveillance

Job Description:

• Good knowledge of depository services, and regulatory frameworks.
• Process and tracking regulatory orders in accordance with internal procedures and external regulations.
• Review, interpret, and analyze regulatory or Court orders, guidelines, and compliance requirements.
• Coordinate with legal, compliance, and operational teams to address regulatory and operational issues.
• Monitor and review surveillance alerts accordance to depository framework.
• Investigate alerts and escalate potential issues to all the stakeholders.
• Maintain accurate records of actions taken and reports generated.
• Collaborate with internal teams to resolve discrepancies or issues.
• Assist with regulatory reporting and documentation as needed.
• Escalate anomalies or suspicious patterns for further investigation.
• Ensure data confidentiality and compliance with internal and regulatory requirements.
• Participate in audits and provide documentation as required.