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Stock Exchanges ( Regulatory Compliance Counsel ) - Professional

3 - 8 years

5 - 7 Lacs

Posted:6 hours ago| Platform: Naukri logo

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Job Type

Full Time

Job Description

Experience ranges 2-15 Years
Essential - CS/CA/MBA/LLB BFSI Sector handling regulatory compliances,Knowledge of financial and capital markets Experience of attending proceedings before Disciplinary Authority of Stock Exchanges, Securities Appellate Tribunal etc.BFSI Sector: Knowledge of banking, financial services, and insurance.

Regulatory Compliances: In-depth understanding of SEBI regulations, stock exchange bye-laws, and other financial market laws.

Financial and Capital Markets: Strong grasp of how these markets operate, including trading, listing, and investment aspects.

Litigation/Proceedings Experience: Crucially, experience in attending and handling proceedings before Disciplinary Authorities of Stock Exchanges, SEBI, and the Securities Appellate Tribunal (SAT). This highlights a requirement for legal and procedural expertise in enforcement matters.

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Nadal Business Services Pvt Ltd
Nadal Business Services Pvt Ltd

Consulting

Mumbai

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