Senior Associate - AML/Prevention/KYC

Senior Associate, AML/KYC/Prevention Conv

In this role, you'll make an impact in the following ways:

• Performing Quality checks on completed KYC profiles for various business lines and documenting results.
• Assessing review results to determine whether conditions identified are isolated or systematic in nature
• Develop appropriate corrective action plan, as necessary for systematic issues.
• Preparation of clear communication and reporting for stakeholders and senior management on the review results.
• Keep track of the identified deficiencies and assure all are being handled properly as per procedures and rectified prior to approval of the KYC profile.
• Maintain subject matter expertise by keeping up to date on changes to the Policies and Standards.
• Coordinating training, where appropriate, based on corrective actions.
• Provide feedback, guidance and training to preparer / maker team on QC results.
• Monitor effectiveness of the Key risk and performance indicators for effectiveness and efficiencies

To be successful in this role, we're seeking the following:

• 8 + Years of overall Experience and more than 5 years of experience in KYC / Financial Crimes in a global bank / financial institution
• Good understanding of AML & CTF framework
• Experience in conducting QA / QC reviews of KYC activities
• Good Verbal & written Communication Skills
• Knowledge of Financial Crime Laws and regulations
• Highly motivated, self-starter capable of working independently, without supervision
• Excellent organizational, time management and project management skills
• Excellent verbal and written communication skills

At BNY, our culture speaks for itself. Here's a few of our awards:

• America's Most Innovative Companies, Fortune, 2024
• World's Most Admired Companies, Fortune 2024
• Human Rights Campaign Foundation, Corporate Equality Index, 100% score, 2023-2024
• Best Places to Work for Disability Inclusion, Disability: IN 100% score, 2023-2024
• Most Just Companies, Just Capital and CNBC, 2024
• Dow Jones Sustainability Indices, Top performing company for Sustainability, 2024
• Bloomberg's Gender Equality Index (GEI), 2023